Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phihung Nmn NguyenPurshe Kaplan Sterling InvestmentsLPL Financial LLC01-13-2015
Todd Christian FerreiraPurshe Kaplan Sterling InvestmentsLPL Financial LLC01-13-2015
Andrew Joseph BrinkmanPurshe Kaplan Sterling InvestmentsRobert W. Baird & Co. Incorporated01-08-2015
Taylor Caldwell IrwinPurshe Kaplan Sterling InvestmentsResource Horizons Group LLC01-05-2015
Linus J ParkPurshe Kaplan Sterling InvestmentsNew England Securities12-16-2014
Marc Allan ZimmermanPurshe Kaplan Sterling InvestmentsLPL Financial LLC11-28-2014
Max Benjamin HaspelPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC11-21-2014
Patrick Stewart ReisingerPurshe Kaplan Sterling InvestmentsLPL Financial LLC$15011-20-2014
Samuel G Haines Jr.Purshe Kaplan Sterling InvestmentsLPL Financial LLC$15011-20-2014
Danny DelgadoPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.11-18-2014
Nicholas John FilanoPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.11-07-2014
Morgan Francis Murphy IVPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.$111-06-2014
Andrew James FarinelliPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.11-05-2014
Gregory John ZedlarPurshe Kaplan Sterling InvestmentsLPL Financial LLC11-03-2014
William John Roth IVPurshe Kaplan Sterling InvestmentsLPL Financial LLC$15011-01-2014
Rebecca Frances LynchPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-28-2014
Michael John GallugiPurshe Kaplan Sterling InvestmentsCommonwealth Financial Network10-24-2014
Alexander Gregory StempkoskiPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-22-2014
Jeffrey Paul DominguezPurshe Kaplan Sterling InvestmentsLPL Financial LLC$5010-21-2014
Daniel Douglas BauerPurshe Kaplan Sterling InvestmentsSpire Securities, LLC$110-15-2014
Daniel Mark WeinbergPurshe Kaplan Sterling InvestmentsSpire Securities, LLC10-15-2014
Stephen Andrew HeitzPurshe Kaplan Sterling InvestmentsMorgan Stanley$2510-14-2014
Todd Scott BraisPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-04-2014
Adrian Alexander VaughnPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Alexander Christopher ConstantinescuPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
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Showing 126 to 150 of 336 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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