Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerald William HallPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.$5005-03-2016
James Anthony ArcoraciPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.$5005-03-2016
Harry Wayne TillmanPurshe Kaplan Sterling InvestmentsLPL Financial LLC$2505-02-2016
George K. PappasPurshe Kaplan Sterling InvestmentsSecurities America, Inc.04-22-2016
Jonathan S. LifschutzPurshe Kaplan Sterling InvestmentsUnited Advisors03-03-2016
David Bernard ReedPurshe Kaplan Sterling InvestmentsSecurities America, Inc.03-03-2016
Thomas Gates WagnerPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10001-19-2016
David Michael ThomePurshe Kaplan Sterling InvestmentsMorgan Stanley$1001-15-2016
Dorothy Marie SchmittPurshe Kaplan Sterling InvestmentsMidAmerica Financial Services, Inc.01-08-2016
Harvey WachtPurshe Kaplan Sterling InvestmentsShufro, Rose & Co., LLC12-01-2015
Brieanne Hamelin DaceyPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2015
Michael Peter MansurPurshe Kaplan Sterling InvestmentsStifel, Nicolaus & Company, Incorporated$10010-12-2015
Peter C. GambeePurshe Kaplan Sterling InvestmentsBarclays Capital Inc.10-12-2015
Laurent BoumazaPurshe Kaplan Sterling InvestmentsLPL Financial LLC10-05-2015
Shaun Elizabeth BrackenPurshe Kaplan Sterling InvestmentsWedbush Securities Inc.10-02-2015
Christy A. Pater SchmittPurshe Kaplan Sterling InvestmentsWedbush Securities Inc.10-02-2015
Charles Ronald Eberly Jr.Purshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$5009-11-2015
Steven Alan WagnerPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-04-2015
Ivan Orlando HernandezPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-04-2015
Michael Scott WagnerPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-04-2015
Omar R. MarquezPurshe Kaplan Sterling InvestmentsUmpqua Investments, Inc.$10007-09-2015
Brian R. FlynnPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-11-2015
Adrian Brendan KieransPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC06-03-2015
Joseph Anthony La Ferla Jr.Purshe Kaplan Sterling InvestmentsUBS Financial Services Inc.05-15-2015
Regis R DillonPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$105-15-2015
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Showing 151 to 175 of 352 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.