Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas MccabePurshe Kaplan Sterling InvestmentsTriad Advisors LLC$25009-29-2014
Mark Stacy McphersonPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$25009-17-2014
Lise Marie RobinsonPurshe Kaplan Sterling InvestmentsOppenheimer & Co. Inc.09-12-2014
Jerod GustafsonPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$15009-03-2014
John Paul FriarPurshe Kaplan Sterling InvestmentsEdward Jones$5008-21-2014
Niki Marie DillmanPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.08-15-2014
James Douglas DickeyPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.08-08-2014
James William WinslowPurshe Kaplan Sterling InvestmentsLPL Financial LLC$108-05-2014
Eric Thomas LudwigPurshe Kaplan Sterling InvestmentsU.S. Bancorp Investments, Inc.08-01-2014
Ronald Christopher WhitedPurshe Kaplan Sterling InvestmentsFirst Allied Securities, Inc.$2507-29-2014
David Brower RussellPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2014
Colin Harrington WilliamsPurshe Kaplan Sterling InvestmentsMorgan Stanley$25007-15-2014
Derrick J ClouserPurshe Kaplan Sterling InvestmentsMorgan Stanley07-15-2014
Walter Marshall Urban IIIPurshe Kaplan Sterling InvestmentsMorgan Stanley07-15-2014
Joseph Conrad TrucanoPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.05-23-2014
Timothy Paul WhitePurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC05-23-2014
James Joseph Barrett Jr.Purshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.05-16-2014
Noah C MorganPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.05-16-2014
Todd Paul TarantinoPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.05-16-2014
Noland D LangfordPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC05-14-2014
Mark Phillip Alcorn Jr.Purshe Kaplan Sterling InvestmentsWaddell & Reed05-05-2014
Paul Edward LewisPurshe Kaplan Sterling InvestmentsFirst Allied Securities, Inc.05-05-2014
Brian Christopher CortPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$50005-02-2014
Herman Lubomir RijPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$25005-02-2014
Jason Brewer CortPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$50005-02-2014
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Showing 176 to 200 of 336 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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