Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jerod GustafsonPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$10009-03-2014
John P. FriarPurshe Kaplan Sterling InvestmentsEdward Jones08-21-2014
Niki Marie DillmanPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.08-15-2014
James Douglas DickeyPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC08-08-2014
Eric Thomas LudwigPurshe Kaplan Sterling InvestmentsU.S. Bancorp Investments, Inc.08-01-2014
Ronald Christopher WhitedPurshe Kaplan Sterling InvestmentsFirst Allied Securities, Inc.$1007-29-2014
David Brower RussellPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-25-2014
Walter Marshall Urban IIIPurshe Kaplan Sterling InvestmentsMorgan Stanley$5007-15-2014
Matthew Gibson PresjakPurshe Kaplan Sterling InvestmentsMorgan Stanley07-15-2014
Derrick J ClouserPurshe Kaplan Sterling InvestmentsMorgan Stanley07-15-2014
Colin Harrington WilliamsPurshe Kaplan Sterling InvestmentsMorgan Stanley$10007-15-2014
Carlos Luis ObandoPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments06-06-2014
James Richard LynchPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$5005-23-2014
Timothy Paul WhitePurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$10005-23-2014
Joseph Conrad TrucanoPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.05-23-2014
Todd Paul TarantinoPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$10005-16-2014
James Joseph Barrett Jr.Purshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$5005-16-2014
Noah C. MorganPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC05-16-2014
Noland D. LangfordPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$2505-14-2014
Paul Edward LewisPurshe Kaplan Sterling InvestmentsFirst Allied Advisory Services, Inc.$2505-05-2014
Mark Phillip Alcorn Jr.Purshe Kaplan Sterling InvestmentsWaddell & Reed$1005-05-2014
Herman Lubomir RijPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-02-2014
Jason Brewer CortPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-02-2014
Brian Christopher CortPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-02-2014
Kori R. LannonPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-02-2014
« Previous PageNext Page »

Showing 201 to 225 of 352 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.