Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
Eric Andrew Diton | Purshe Kaplan Sterling Investments | Morgan Stanley | $150 | 08-30-2019 |
Robert Joseph Conzo | Purshe Kaplan Sterling Investments | Morgan Stanley | $50 | 08-30-2019 |
Joseph Nino Filosa | Purshe Kaplan Sterling Investments | Morgan Stanley | $50 | 01-18-2019 |
David Baldwin Morgan Jr. | Purshe Kaplan Sterling Investments | Morgan Stanley | $100 | 11-02-2017 |
Matthew Allen Bradley | Purshe Kaplan Sterling Investments | Morgan Stanley | $100 | 11-02-2017 |
Eric Benjamin Rosel | Purshe Kaplan Sterling Investments | Morgan Stanley | $31 | 11-02-2017 |
Thomas Alan Hoffman | Purshe Kaplan Sterling Investments | Morgan Stanley | $10 | 11-02-2017 |
Joseph Thomas Romano | Purshe Kaplan Sterling Investments | Morgan Stanley | — | 10-28-2016 |
Duncan Scott Highmark | Purshe Kaplan Sterling Investments | Morgan Stanley | $150 | 02-20-2015 |
Larry Keith Shikles | Purshe Kaplan Sterling Investments | Morgan Stanley | $10 | 02-20-2015 |
Stephen A. Heitz | Purshe Kaplan Sterling Investments | Morgan Stanley | — | 10-14-2014 |
Tony Saemai | Purshe Kaplan Sterling Investments | Morgan Stanley | — | 09-13-2013 |
Ryan Winfield Pine | Purshe Kaplan Sterling Investments | Morgan Stanley | — | 06-27-2013 |
Jason Scott Moore | Purshe Kaplan Sterling Investments | Morgan Stanley | $50 | 05-24-2013 |
Mary Erin Daoust | Purshe Kaplan Sterling Investments | Morgan Stanley | $50 | 04-01-2010 |
James Knox Patrick III | Purshe Kaplan Sterling Investments | Morgan Stanley | — | 08-11-2009 |
Showing 1 to 16 of 16 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.