Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Harris RoseRBC Capital Markets, LLCJ.P. Morgan Securities LLC03-06-2019
Philip Holden Fett Jr.RBC Capital Markets, LLCJ.P. Morgan Securities LLC$15002-01-2019
Jason Todd LichtensteinRBC Capital Markets, LLCMorgan Stanley$5001-18-2019
Michael John OvittRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5012-10-2018
Michael William CormierRBC Capital Markets, LLCWells Fargo Clearing Services, LLC12-10-2018
Donald DevittoRBC Capital Markets, LLCUBS Financial Services Inc.$1010-18-2018
Clive Grady BuchanRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10010-01-2018
Christopher P WilkensRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$105-30-2018
Steven NadlerRBC Capital Markets, LLCMorgan Stanley$10003-16-2018
Bruce Scott GelfandRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5011-27-2017
David Glen HunterRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$111-21-2017
Christopher Edward LeclairRBC Capital Markets, LLCOhio National Equities, Inc.11-03-2017
Brian M. WurdemannRBC Capital Markets, LLCUBS Financial Services Inc.$5005-04-2017
Galina KolossovskyRBC Capital Markets, LLCJ.P. Morgan Securities LLC$5005-04-2017
Dina Lucia LirosiRBC Capital Markets, LLCUBS Financial Services Inc.04-21-2017
Rosa Maria DiazRBC Capital Markets, LLCUBS Financial Services Inc.04-21-2017
Tracey SchustermanRBC Capital Markets, LLCUBS Financial Services Inc.04-21-2017
Roberta Kramer ScanlonRBC Capital Markets, LLCPinnacle Investments, LLC04-17-2017
Jamie Ivette RonRBC Capital Markets, LLCMorgan Stanley09-26-2016
Linda Gaye SamaRBC Capital Markets, LLCJ.P. Morgan Securities LLC$104-15-2016
George Thomas KursarRBC Capital Markets, LLCJefferies LLC02-01-2016
Loren E ColeRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated$15002-01-2016
Michael J OcchiutoRBC Capital Markets, LLCJefferies LLC$15002-01-2016
Scott J EdwardsRBC Capital Markets, LLCJefferies LLC$15002-01-2016
Patrick Leonard FlanaganRBC Capital Markets, LLCMorgan Stanley12-02-2015
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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