Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Stephen SennikoffRBC Capital Markets, LLCCitigroup Global Markets Inc.$10002-04-2009
James Francis WatkinsonRBC Capital Markets, LLCCitigroup Global Markets Inc.$15002-27-2009
William Roger McGuinnRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-06-2009
Eric Bruce SilverRBC Capital Markets, LLCJ.P. Morgan Securities LLC03-09-2009
Maria Therese Zinter, Christopher Thomas LotempioRBC Capital Markets, LLCCitigroup Global Markets Inc.$1004-17-2009
Carl William SchoofRBC Capital Markets, LLCCitigroup Global Markets Inc.04-17-2009
David Wesley JohnsonRBC Capital Markets, LLCUBS Financial Services Inc.$15005-28-2009
Marcia Therese IrvinRBC Capital Markets, LLCUBS Financial Services Inc.05-28-2009
Patrick Christopher KellyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5005-29-2009
Jeffrey Bernard AltieriRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2505-29-2009
Michael David BianchiRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-29-2009
John G. MeitnerRBC Capital Markets, LLCCitigroup Global Markets Inc.$5006-05-2009
James E.K. BrownRBC Capital Markets, LLCElephant Express Llc11-16-2009
John Michael Macdonald, John Justin PierceRBC Capital Markets, LLCUBS Financial Services Inc.$15012-04-2009
Thomas Edward BrockleyRBC Capital Markets, LLCUBS Financial Services Inc.$15002-11-2010
Christopher Thomas SeefeldtRBC Capital Markets, LLCMorgan Stanley$10003-19-2010
James Anthony McNamaraRBC Capital Markets, LLCHSBC Securities (USA) Inc.$15010-21-2011
Patrick Allen Signor, Christine Hanley CiscoRBC Capital Markets, LLCHSBC Securities (USA) Inc.11-14-2011
John Russell NuberRBC Capital Markets, LLCLincoln Investment11-21-2011
Michael R. SchwenkRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated01-27-2012
Timothy Frances KinsleyRBC Capital Markets, LLCMorgan Stanley$15004-03-2012
Laurence Scott LubkinRBC Capital Markets, LLCMorgan Stanley07-27-2012
Geoffrey Edward Ramer AungerRBC Capital Markets, LLCCredit Suisse Securities (USA) LLC$10011-01-2012
Stephen Joseph BeninatiRBC Capital Markets, LLCMorgan Stanley11-01-2012
Paul Allan BeckRBC Capital Markets, LLCMorgan Stanley$10012-04-2012
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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