Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Ross RosenzweigRBC Capital Markets, LLCMorgan Stanley$5008-01-2014
Arline Holly SegalRBC Capital Markets, LLCMorgan Stanley$10002-01-2013
Bernard FischRBC Capital Markets, LLCMorgan Stanley$10005-22-2014
Brian M. WurdemannRBC Capital Markets, LLCUBS Financial Services Inc.$5005-04-2017
Brian R. KeenanRBC Capital Markets, LLCMorgan Stanley$1005-16-2014
Bruce Scott GelfandRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-27-2017
Carl William SchoofRBC Capital Markets, LLCCitigroup Global Markets Inc.04-17-2009
Christopher Edward LeclairRBC Capital Markets, LLCOhio National Equities, Inc.11-03-2017
Christopher P WilkensRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2018
Christopher Thomas SeefeldtRBC Capital Markets, LLCMorgan Stanley$10003-19-2010
David Glen HunterRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-21-2017
David Wesley JohnsonRBC Capital Markets, LLCUBS Financial Services Inc.$15005-28-2009
David William Weigel, Steven Dimino Jr.RBC Capital Markets, LLCMorgan Stanley12-06-2013
Donald DevittoRBC Capital Markets, LLCUBS Financial Services Inc.$1010-18-2018
Eric Bruce SilverRBC Capital Markets, LLCJ.P. Morgan Securities LLC03-09-2009
Galina KolossovskyRBC Capital Markets, LLCJ.P. Morgan Securities LLC$15005-04-2017
Gary Stephen SennikoffRBC Capital Markets, LLCCitigroup Global Markets Inc.$10002-04-2009
Geoffrey Edward Ramer AungerRBC Capital Markets, LLCCredit Suisse Securities (USA) LLC$10011-01-2012
George Thomas KursarRBC Capital Markets, LLCJefferies LLC02-01-2016
Gerard Edward HeymannRBC Capital Markets, LLCJ.P. Morgan Securities LLC$15005-22-2019
Ira Howard Mark, Michael J BergerRBC Capital Markets, LLCMorgan Stanley10-04-2013
James Anthony McNamaraRBC Capital Markets, LLCHSBC Securities (USA) Inc.$15010-21-2011
James E.K. BrownRBC Capital Markets, LLCElephant Express Llc11-16-2009
James Francis WatkinsonRBC Capital Markets, LLCCitigroup Global Markets Inc.$15002-27-2009
Jason Todd LichtensteinRBC Capital Markets, LLCMorgan Stanley$5001-18-2019
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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