Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Jay MatalonRBC Capital Markets, LLCAmeriprise Financial Services, Inc.08-15-2019
Scott Jay MatalonRBC Capital Markets, LLCAmeriprise Financial Services, Inc.08-15-2019
Michael W. CormierRBC Capital Markets, LLCWells Fargo Clearing Services, LLC12-10-2018
Christopher P WilkensRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2018
Bruce Scott GelfandRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-27-2017
David Glen HunterRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-21-2017
Christopher Edward LeclairRBC Capital Markets, LLCOhio National Equities, Inc.11-03-2017
Timothy Bruce DistefanoRBC Capital Markets, LLCMercer Allied Company, L.P.05-11-2017
Rosa A MazzoneRBC Capital Markets, LLCUBS Financial Services Inc.04-21-2017
Linda Gaye SamaRBC Capital Markets, LLCJ.P. Morgan Securities LLC04-15-2016
Loren E. ColeRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated02-01-2016
Scott J. EdwardsRBC Capital Markets, LLCJefferies LLC02-01-2016
Michael J. OcchiutoRBC Capital Markets, LLCJefferies LLC02-01-2016
George Thomas KursarRBC Capital Markets, LLCJefferies LLC02-01-2016
David William Weigel, Steven Dimino Jr.RBC Capital Markets, LLCMorgan Stanley12-06-2013
Ira Howard Mark, Michael J BergerRBC Capital Markets, LLCMorgan Stanley10-04-2013
Philip John SerafineRBC Capital Markets, LLCUBS Financial Services Inc.03-21-2013
Stephen Joseph BeninatiRBC Capital Markets, LLCMorgan Stanley11-01-2012
Laurence Scott LubkinRBC Capital Markets, LLCMorgan Stanley07-27-2012
Michael R. SchwenkRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated01-27-2012
John Russell NuberRBC Capital Markets, LLCLincoln Investment11-21-2011
Patrick Allen Signor, Christine Hanley CiscoRBC Capital Markets, LLCHSBC Securities (USA) Inc.11-14-2011
James E.K. BrownRBC Capital Markets, LLCElephant Express Llc11-16-2009
Michael David BianchiRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-29-2009
Marcia Therese IrvinRBC Capital Markets, LLCUBS Financial Services Inc.05-28-2009
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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