Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dominick DiBonaRaymond James & Associates, Inc.UBS Financial Services Inc.$19003-29-2019
Joseph Mark HubbellRaymond James & Associates, Inc.Snowden Account Services LLC$2503-01-2019
Benjamin John NicholsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10010-05-2018
Elizabeth Mary HulleyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5010-05-2018
Sean F ReynoldsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10010-05-2018
Andrew Paul MadlingerRaymond James & Associates, Inc.Boston Private Wealth10-01-2018
Lucas William FarmerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2018
Stephen Joseph Adler, Mark Lewis Levy, Allison Guzman, Stephen Michael Orzo, Roger JeeRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00006-28-2018
John Spencer BanksRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-24-2018
James Denis SheehanRaymond James & Associates, Inc.UBS Financial Services Inc.$15011-30-2017
Charles Gardiner SellerRaymond James & Associates, Inc.Morgan Stanley$15011-02-2017
Michael John SalvatoreRaymond James & Associates, Inc.Morgan Stanley$15011-02-2017
Joshua PasahowRaymond James & Associates, Inc.Morgan Stanley07-21-2017
Todd Lowell KisselRaymond James & Associates, Inc.Morgan Stanley$10007-21-2017
Jason Mark PetersonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15007-14-2017
Keith Charles BockRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15007-14-2017
Mark Oconnell Downey IIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5007-14-2017
Stephanie KellyRaymond James & Associates, Inc.Morgan Stanley$10002-15-2017
Frank Anthony Messina Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-24-2016
Sadik KullaRaymond James & Associates, Inc.Morgan Stanley06-14-2016
Kevin Bruce BrownRaymond James & Associates, Inc.Morgan Stanley06-10-2016
Harrison Lloyd BaumanRaymond James & Associates, Inc.Morgan Stanley$10003-14-2016
Ira Michael BaumanRaymond James & Associates, Inc.Morgan Stanley$10003-11-2016
James WangRaymond James & Associates, Inc.Morgan Stanley02-12-2016
Susan Margaret MckennaRaymond James & Associates, Inc.Morgan Stanley$5002-12-2016
Next Page »

Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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