Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Paul MadlingerRaymond James & Associates, Inc.Boston Private Wealth10-01-2018
Jerome RossiRaymond James & Associates, Inc.Century Securities Associates, Inc.07-28-2014
Anthony Michael DeluiseRaymond James & Associates, Inc.Credit Suisse Securities (USA) LLC01-04-2011
Steven Jacques BayardelleRaymond James & Associates, Inc.Deutsche Bank Securities Inc.12-19-2018
Michael Anthony GaffneyRaymond James & Associates, Inc.Gleacher & Company Securities, Inc.08-29-2013
Victoria Lynn FlugelRaymond James & Associates, Inc.HSBC Securities (USA) Inc.12-12-2011
Gary Wayne FroudRaymond James & Associates, Inc.J.P. Morgan Securities LLC12-02-2014
Richard Alfred DevineRaymond James & Associates, Inc.J.P. Morgan Securities LLC$10012-02-2014
Howard FranzblauRaymond James & Associates, Inc.J.P. Morgan Securities LLC$10012-02-2014
David Brian BrennanRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15012-02-2014
Al Christopher MyrieRaymond James & Associates, Inc.J.P. Morgan Securities LLC12-02-2014
Michael Anthony CannonRaymond James & Associates, Inc.Jefferies LLC09-13-2010
Karl P CedarleafRaymond James & Associates, Inc.Key Investment Services LLC$10005-03-2019
Randall P. TrahanRaymond James & Associates, Inc.Key Investment Services LLC$11405-03-2019
Jessica Marie VanskiverRaymond James & Associates, Inc.Key Investment Services LLC05-03-2019
Thomas Pancoast Jr.Raymond James & Associates, Inc.Lord Abbett Distributor LLC05-14-2019
John Patrick Gilmartin Jr.Raymond James & Associates, Inc.Louis Capital Markets, LP10-20-2010
Brendan Christopher DoranRaymond James & Associates, Inc.MarketAxess Corporation10-09-2009
Lucas William FarmerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2018
Arthur J SpringerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-03-2017
Samuel Ashish ParmarRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2017
Frank Anthony Messina Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15006-24-2016
Mark Charles MarottaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-13-2015
Christopher John MahoneyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-13-2015
Kevin MahoneyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-13-2015
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.