Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Peter SiefertRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$10003-24-2009
Brendan Christopher DoranRaymond James & Associates, Inc.MarketAxess Corporation10-09-2009
Joseph Michael CampoRaymond James & Associates, Inc.MF Global Inc.06-14-2010
Michael Anthony CannonRaymond James & Associates, Inc.Jefferies LLC09-13-2010
Anthony Michael DeluiseRaymond James & Associates, Inc.Credit Suisse Securities (USA) LLC01-04-2011
Timothy Shannon TrebbeRaymond James & Associates, Inc.ProEquities, Inc.11-02-2011
Christopher James SwansonRaymond James & Associates, Inc.Waddell & Reed11-08-2011
Victoria Lynn FlugelRaymond James & Associates, Inc.HSBC Securities (USA) Inc.$50012-12-2011
Jeff Donald WolkRaymond James & Associates, Inc.Morgan Stanley$10004-05-2012
Lillian MariniRaymond James & Associates, Inc.Morgan Stanley04-05-2012
Michael Marsh ChristianRaymond James & Associates, Inc.Nomura Securities International, Inc.10-29-2012
Matthew Ian WarshawRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2013
Colin Denis DrowicaRaymond James & Associates, Inc.Virtu Americas LLC$10004-04-2013
Jeffrey Howard JacobsonRaymond James & Associates, Inc.Virtu Americas LLC04-04-2013
Adam Joseph TempletonRaymond James & Associates, Inc.Virtu Americas LLC04-04-2013
James Francis MurphyRaymond James & Associates, Inc.Virtu Americas LLC$50004-05-2013
Robert Francis MabryRaymond James & Associates, Inc.Virtu Americas LLC04-09-2013
Darius Dion KirkseyRaymond James & Associates, Inc.Virtu Americas LLC04-10-2013
Edward Francis TillsRaymond James & Associates, Inc.Morgan Stanley$50004-11-2013
Brendan Thompson MosesRaymond James & Associates, Inc.Virtu Americas LLC04-15-2013
Ryan James SylvesterRaymond James & Associates, Inc.Virtu Americas LLC04-22-2013
Michael Anthony GaffneyRaymond James & Associates, Inc.Gleacher & Company Securities, Inc.08-29-2013
Christopher James WarburtonRaymond James & Associates, Inc.William Blair10-22-2013
Joseph BartumioliRaymond James & Associates, Inc.UBS Financial Services Inc.$10011-04-2013
Gregory J MitchellRaymond James & Associates, Inc.Morgan Stanley$50012-06-2013
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.