Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Saul FrankfortRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$15009-06-2016
Al Christopher MyrieRaymond James & Associates, Inc.J.P. Morgan Securities LLC12-02-2014
Alex Ivan GallegoRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated$5001-02-2014
Alexander Nicholas ChristonRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$2,00009-06-2016
Alexander ShihRaymond James & Associates, Inc.Morgan Keegan & Company, Inc.01-02-2013
Andrew F HearonRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Andrew Joseph BorzilleriRaymond James & Associates, Inc.Raymond James Financial Services, Inc.$15007-27-2017
Andrew London RyanRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Andrew Paul MadlingerRaymond James & Associates, Inc.Boston Private Wealth10-01-2018
Benjamin John NicholsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10010-05-2018
Bill GrousRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$22809-06-2016
Bradley Joseph LaconteRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Brendan Christopher DoranRaymond James & Associates, Inc.MarketAxess Corporation10-09-2009
Brendan Thompson MosesRaymond James & Associates, Inc.Virtu Americas LLC04-15-2013
Brian James CrowleyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-20-2015
Bruce Patrick DavisRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Carin Jean FrederickRaymond James & Associates, Inc.UBS Financial Services Inc.04-15-2015
Charles Barney RudnickRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$5009-06-2016
Charles Gardiner SellerRaymond James & Associates, Inc.Morgan Stanley11-02-2017
Christopher James GuttillaRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$20009-06-2016
Christopher James SwansonRaymond James & Associates, Inc.Waddell & Reed11-08-2011
Christopher John MahoneyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-13-2015
Christopher Michael ConwayRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Christopher William McDonaghRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Craig John NolanRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
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Showing 1 to 25 of 106 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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