Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Francis John Girard IIIRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-29-2019
James Lawrence McLoughlinRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5005-29-2019
Kevin Brian GirardRaymond James Financial Services, Inc.American Express Financial Advisors Inc.$2505-29-2019
Nicholas Anthony FiegoliRaymond James Financial Services, Inc.UBS Financial Services Inc.$5003-26-2019
Alex Igor AyzenbergRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5003-25-2019
Makarios Markos PaliosRaymond James Financial Services, Inc.Raymond James & Associates, Inc.03-25-2019
Christopher Lynn Van SonRaymond James Financial Services, Inc.Private Advisor Group, LLC$15010-15-2018
Joseph Peter Starinsky Jr.Raymond James Financial Services, Inc.Private Advisor Group, LLC$25010-15-2018
Robert James EllisRaymond James Financial Services, Inc.Private Advisor Group, LLC$10010-15-2018
David Charles WolfRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2504-27-2018
Tuo Sheng MeiRaymond James Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC01-26-2018
Anthony Robert FornataleRaymond James Financial Services, Inc.TD Ameritrade Investment Management, LLC01-18-2018
Darren Anthony DequatroRaymond James Financial Services, Inc.UBS Financial Services Inc.11-30-2017
David Alan BernacchiaRaymond James Financial Services, Inc.UBS Financial Services Inc.11-30-2017
Michael Vincent McnameeRaymond James Financial Services, Inc.UBS Financial Services Inc.11-30-2017
Kathleen Mary MackeyRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC11-20-2017
Andrew James CeislerRaymond James Financial Services, Inc.UBS Financial Services Inc.11-15-2017
Francesco Antonio D'AndreaRaymond James Financial Services, Inc.UBS Financial Services Inc.11-15-2017
Jay Howard BluestineRaymond James Financial Services, Inc.UBS Financial Services Inc.11-15-2017
Leonard Barry MeshbergRaymond James Financial Services, Inc.UBS Financial Services Inc.11-15-2017
Andranik HayotsyanRaymond James Financial Services, Inc.HSBC Securities (USA) Inc.07-26-2017
Yuet Fu LeeRaymond James Financial Services, Inc.HSBC Securities (USA) Inc.06-23-2017
Mark Andrew PojednicRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-11-2017
Simon K. ChanRaymond James Financial Services, Inc.HSBC Securities (USA) Inc.04-26-2017
Valerie Gayle BuechelRaymond James Financial Services, Inc.Johnson Wealth Inc.04-06-2017
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Showing 1 to 25 of 119 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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