Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Andrew EhliRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.09-20-2019
Lauri SpargoRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC09-03-2019
Francis John Girard IIIRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-29-2019
Makarios Markos PaliosRaymond James Financial Services, Inc.Raymond James & Associates, Inc.03-25-2019
David Alan BernacchiaRaymond James Financial Services, Inc.UBS Financial Services Inc.11-30-2017
Darren Anthony DequatroRaymond James Financial Services, Inc.UBS Financial Services Inc.11-30-2017
Michael Vincent McNameeRaymond James Financial Services, Inc.UBS Financial Services Inc.11-30-2017
Mark Andrew PojednicRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-11-2017
Valerie Gayle BuechelRaymond James Financial Services, Inc.Johnson Wealth Inc.04-06-2017
Patrick Richard BohnerRaymond James Financial Services, Inc.National Planning Corporation03-14-2017
Brandon Garrett HaaseRaymond James Financial Services, Inc.RBC Capital Markets, LLC01-19-2017
Dino Joseph JohnsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-22-2016
Ryan J. LiddellRaymond James Financial Services, Inc.AXA Advisors, LLC04-01-2016
Anthony Roy MandileRaymond James Financial Services, Inc.Foresters Financial Services, Inc.03-16-2016
Ismael Humberto RobledoRaymond James Financial Services, Inc.Morgan Stanley03-04-2016
Galen Goodridge CraneRaymond James Financial Services, Inc.Janney Montgomery Scott LLC12-04-2015
Adriana DepalmaRaymond James Financial Services, Inc.UBS Financial Services Inc.02-10-2015
Erik Joseph MathiesonRaymond James Financial Services, Inc.Morgan Stanley06-06-2014
Charles Peter MassimiRaymond James Financial Services, Inc.Morgan Stanley10-11-2013
Frank Anthony CalderoneRaymond James Financial Services, Inc.Morgan Stanley10-11-2013
Debra Kay BertrandRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-22-2013
Peter SchweizerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-19-2013
Steven Frank SchiebelhuthRaymond James Financial Services, Inc.Chase Investment Services Corp.04-13-2012
Victoria Jose CrisologoRaymond James Financial Services, Inc.Prime Executions, Inc.01-27-2012
Aaron David ManchesterRaymond James Financial Services, Inc.Uvest Financial Services Group, Inc.06-16-2011
Next Page »

Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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