Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dolores B MitchellRoyal Alliance Associates, Inc.Allstate Financial Services, LLC11-01-2010
Brian Scott ParnessRoyal Alliance Associates, Inc.Ameriprise Financial Services, Inc.$1001-05-2018
David Kendall ShepardRoyal Alliance Associates, Inc.Asset Strategy Advisors, LLC11-16-2012
Henry Jay GuzzoRoyal Alliance Associates, Inc.Cetera Advisors LLC10-14-2011
Ronnie D. SpenceRoyal Alliance Associates, Inc.Commonwealth Financial Network$2509-24-2013
Robert Elliott MummeyRoyal Alliance Associates, Inc.Equity Services, Inc.05-01-2013
Jon Evan SchlueterRoyal Alliance Associates, Inc.HD Vest Investment Services10-25-2012
Henry Joseph O'BrienRoyal Alliance Associates, Inc.Investment Advisors Asset Management, LLC01-21-2016
Kenneth Michael ObrienRoyal Alliance Associates, Inc.Investment Advisors Asset Management, LLC01-15-2016
David Matthew BilkaRoyal Alliance Associates, Inc.Investors Capital Corp.05-16-2013
Nicholas AgnoneRoyal Alliance Associates, Inc.Investors Capital Corp.11-01-2010
Edward Albert WardleRoyal Alliance Associates, Inc.Janney Montgomery Scott LLC$2511-22-2016
Peter Howard JanowskyRoyal Alliance Associates, Inc.Janney Montgomery Scott LLC$5604-15-2016
John Joseph RyanRoyal Alliance Associates, Inc.Janney Montgomery Scott LLC04-15-2016
Daniel Patrick QuinnRoyal Alliance Associates, Inc.Lincoln Financial Advisors Corporation08-01-2014
Casey Dewayne KotterRoyal Alliance Associates, Inc.Lincoln Financial Advisors Corporation$15003-20-2013
James Franklin DavenportRoyal Alliance Associates, Inc.Lincoln Financial Advisors Corporation$5003-07-2013
Samuel Cabot ClarkRoyal Alliance Associates, Inc.Lincoln Financial Advisors Corporation$10003-06-2013
Les Leroy Barber Jr.Royal Alliance Associates, Inc.Lincoln Financial Advisors Corporation02-28-2013
Kevin Daniel BarlettaRoyal Alliance Associates, Inc.LPL Financial LLC01-19-2017
Bryan Howard KossoveRoyal Alliance Associates, Inc.LPL Financial LLC08-26-2013
Lori Anne GlennonRoyal Alliance Associates, Inc.M. Griffith Investment Services Inc.$5001-06-2012
Kennedy Daniel CrossanRoyal Alliance Associates, Inc.MetLife Securities Inc.$2510-27-2011
Thomas Allison Caldwell IIIRoyal Alliance Associates, Inc.Morgan Stanley01-18-2013
Eric Ross TaitzRoyal Alliance Associates, Inc.Morgan Stanley11-19-2010
Next Page »

Showing 1 to 25 of 145 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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