Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Fredrick DunnRoyal Alliance Associates, Inc.AdvisorNet Wealth Management$50002-13-2020
Dolores B MitchellRoyal Alliance Associates, Inc.Allstate Financial Services, LLC11-01-2010
Valentina SolomitaRoyal Alliance Associates, Inc.American Portfolios Advisors, Inc$5002-23-2012
Brian Scott ParnessRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC$1001-05-2018
David Kendall ShepardRoyal Alliance Associates, Inc.Asset Strategy Advisors, LLC11-16-2012
Jon Evan SchlueterRoyal Alliance Associates, Inc.Avantax Investment Services, Inc.10-25-2012
Craig Allen HouckRoyal Alliance Associates, Inc.AXA Advisors, LLC$15003-06-2009
Joseph P. VivianoRoyal Alliance Associates, Inc.Cadaret, Grant & Co., Inc.09-19-2016
Chad Aaron WilkinsonRoyal Alliance Associates, Inc.Cadaret, Grant & Co., Inc.04-21-2011
David Eugene BowmanRoyal Alliance Associates, Inc.Cambridge Investment Research, Inc.06-10-2013
Shannon Kelly KlugRoyal Alliance Associates, Inc.Cetera Advisors LLC$1010-14-2011
Henry Jay GuzzoRoyal Alliance Associates, Inc.Cetera Advisors LLC10-14-2011
Ronnie D. SpenceRoyal Alliance Associates, Inc.Commonwealth Financial Network$2509-24-2013
Robert Elliott MummeyRoyal Alliance Associates, Inc.Equity Services, Inc.05-01-2013
Robert G D GoethkeRoyal Alliance Associates, Inc.First Midwest Securities, Inc.03-10-2015
Todd Franklin KlingRoyal Alliance Associates, Inc.First Midwest Securities, Inc.03-09-2015
Daniel Anthony DelrossoRoyal Alliance Associates, Inc.First Midwest Securities, Inc.03-09-2015
Andrew R. WalkerRoyal Alliance Associates, Inc.First Midwest Securities, Inc.$2503-09-2015
James LinnaRoyal Alliance Associates, Inc.First Midwest Securities, Inc.$5003-05-2015
Adam Kristjan GarveyRoyal Alliance Associates, Inc.Hantz Financial Services, Inc.09-25-2013
George SarlanisRoyal Alliance Associates, Inc.Interactive Brokers LLC10-02-2017
David Matthew BilkaRoyal Alliance Associates, Inc.Investors Capital Corp.05-16-2013
Nicholas AgnoneRoyal Alliance Associates, Inc.Investors Capital Corp.11-01-2010
Edward Albert WardleRoyal Alliance Associates, Inc.Janney Montgomery Scott LLC$2511-22-2016
John Joseph RyanRoyal Alliance Associates, Inc.Janney Montgomery Scott LLC04-15-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.