Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Fitzgerald Tim Allen Frank MaranoRoyal Alliance Associates, Inc.Vanderbilt Securities, LLC$17003-22-2016
Guy Nicosia Gerard Nicosia John NicosiaRoyal Alliance Associates, Inc.Vanderbilt Securities, LLC$15011-06-2013
Timothy Scott NowakRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2019
Dee S WalkerRoyal Alliance Associates, Inc.Wells Fargo Clearing Services, LLC$5010-15-2019
ROBERT A SEWALL jrRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2019
Todd Michael MirandaRoyal Alliance Associates, Inc.Wells Fargo Clearing Services, LLC$10002-01-2019
Brian Scott ParnessRoyal Alliance Associates, Inc.Ameriprise Financial Services, LLC$1001-05-2018
Christopher Armand SantiniRoyal Alliance Associates, Inc.National Planning Corporation$15010-25-2017
Steven William AlbaneseRoyal Alliance Associates, Inc.National Planning Corporation10-25-2017
Robert John Patrick JrRoyal Alliance Associates, Inc.National Planning Corporation10-23-2017
Robert Gregory LyonsRoyal Alliance Associates, Inc.National Planning Corporation10-23-2017
William Arthur RussellRoyal Alliance Associates, Inc.National Planning Corporation$15010-23-2017
Donald Andrew Donnelly JrRoyal Alliance Associates, Inc.National Planning Corporation10-23-2017
William Norman HytnerRoyal Alliance Associates, Inc.National Planning Corporation$5010-23-2017
Michael Eugene Di LorenzoRoyal Alliance Associates, Inc.Unified Wealth Management, LLC02-08-2017
Alexander DimartiniRoyal Alliance Associates, Inc.UBS Financial Services Inc.$5001-27-2017
Kevin Daniel BarlettaRoyal Alliance Associates, Inc.LPL Financial LLC$401-19-2017
Edward Albert WardleRoyal Alliance Associates, Inc.Janney Montgomery Scott LLC$2511-22-2016
John Joseph RyanRoyal Alliance Associates, Inc.Janney Montgomery Scott LLC$1,00004-15-2016
Peter Howard JanowskyRoyal Alliance Associates, Inc.Janney Montgomery Scott LLC$5004-15-2016
Frank S MaranoRoyal Alliance Associates, Inc.Vanderbilt Securities, LLC03-04-2016
Scott Manuel FitzgeraldRoyal Alliance Associates, Inc.Vanderbilt Securities, LLC$1402-22-2016
David B HamlinRoyal Alliance Associates, Inc.UBS Financial Services Inc.12-04-2015
Timothy John AllenRoyal Alliance Associates, Inc.Vanderbilt Securities, LLC12-01-2015
Gregg Gerard ReutterRoyal Alliance Associates, Inc.The Investment Center, Inc.11-05-2015
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.