Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Jo DineenSecurities America, Inc.Avantax Investment Services, Inc.08-31-2020
William Louis SeligSecurities America, Inc.Key Investment Services LLC07-24-2020
John James Thomson JrSecurities America, Inc.Equitable Advisors, LLC$2506-29-2020
Michael Paul ButenskySecurities America, Inc.Equitable Advisors, LLC$2506-26-2020
Denise Elizabeth ChiarellaSecurities America, Inc.Equitable Advisors, LLC06-26-2020
Frederick AzzurroSecurities America, Inc.Equitable Advisors, LLC06-26-2020
Jill Nicole PapkeSecurities America, Inc.MML Investors Services, LLC06-03-2020
Michael Louis Anastasia JrSecurities America, Inc.MML Investors Services, LLC05-29-2020
Connor Jaymes CoyleSecurities America, Inc.Morgan Stanley01-06-2020
Aron TurkSecurities America, Inc.NYLIFE Securities LLC12-18-2019
Brent StewartSecurities America, Inc.Citizens Securities, Inc.11-27-2019
Jason Jay TaborSecurities America, Inc.Principal Securities, Inc.11-19-2019
Richard Charles FanchSecurities America, Inc.Cambridge Investment Research, Inc.$6511-15-2019
Jeffrey Martin WesterSecurities America, Inc.Northwestern Mutual Investment Services, LLC11-12-2019
Michele A HaeickSecurities America, Inc.Key Investment Services LLC08-28-2019
Matthew David PiasecznySecurities America, Inc.Northwestern Mutual Investment Services, LLC08-19-2019
Nathan Todd ElversSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Mark Thomas TemperatoSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Adam AmbielliSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Steven Joseph LeskoSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Robert William Schmidt JrSecurities America, Inc.Avantax Investment Services, Inc.08-12-2019
Jacob James SadwickSecurities America, Inc.Morgan Stanley07-17-2019
Kyle M WitmanSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2019
Gerald Jeremiah Coughlin IIISecurities America, Inc.LPL Financial LLC$1,00003-04-2019
Kenneth Edward IngersollSecurities America, Inc.Cambridge Investment Research, Inc.$5002-21-2019
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Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.