Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Paul StognerSecurities America, Inc.Ameriprise Financial Services, Inc.$209-13-2019
Michael James MurraySecurities America, Inc.Ameriprise Financial Services, Inc.$5010-31-2016
Gail Ellen Testa-RomanoSecurities America, Inc.AXA Advisors, LLC$2504-16-2019
Gregory P KnuppSecurities America, Inc.Cadaret, Grant & Co., Inc.06-01-2018
David VinciguerraSecurities America, Inc.Cadaret, Grant & Co., Inc.$25005-04-2018
Giovanni Bonaventura VitaleSecurities America, Inc.Cadaret, Grant & Co., Inc.$2505-04-2018
Kenneth Edward IngersollSecurities America, Inc.Cambridge Investment Research, Inc.$5002-21-2019
Thomas Michael TetteSecurities America, Inc.Cambridge Investment Research, Inc.$5002-18-2019
Monique SchulmanSecurities America, Inc.Cammack Larhette Brokerage, Inc.08-17-2018
Robert Charles KeatingSecurities America, Inc.Fidelity Brokerage Services LLC11-08-2018
Alexander James MeleSecurities America, Inc.FSC Securities Corporation01-12-2015
Robert William Schmidt Jr.Securities America, Inc.H.D. Vest Investment Services08-12-2019
Robert William Schmidt Jr.Securities America, Inc.H.D. Vest Investment Services08-12-2019
Robert William Schmidt Jr.Securities America, Inc.H.D. Vest Investment Services08-12-2019
Matthew Scott BurwickSecurities America, Inc.HSBC Securities (USA) Inc.02-04-2011
Scott Martin WelchSecurities America, Inc.INVEST Financial Corporation12-08-2017
Ronald Leroy DausonSecurities America, Inc.INVEST Financial Corporation12-06-2017
Benjamin Robert MurphySecurities America, Inc.INVEST Financial Corporation$5012-01-2017
Gary Eugene StirkSecurities America, Inc.INVEST Financial Corporation$5012-01-2017
David Gary YoungSecurities America, Inc.INVEST Financial Corporation$5012-01-2017
Reo Bennett AldermanSecurities America, Inc.INVEST Financial Corporation12-01-2017
Wendy L GravesSecurities America, Inc.INVEST Financial Corporation12-01-2017
Stanley Joseph Koziel Jr.Securities America, Inc.INVEST Financial Corporation12-01-2017
Paul Gregory MosesSecurities America, Inc.INVEST Financial Corporation12-01-2017
Michael Joseph LinkeySecurities America, Inc.INVEST Financial Corporation12-01-2017
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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