Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Richard SchneiderSecurities America, Inc.Wells Fargo Clearing Services, LLC$2507-29-2016
Glenn Stephen GoldsteinSecurities America, Inc.Walnut Street Securities, Inc.01-19-2010
Joel Robert ManessSecurities America, Inc.Wall Street Financial Group, Inc.09-23-2016
David A FragomeniSecurities America, Inc.Voya Financial Advisors, Inc.06-27-2012
Jason Jay TaborSecurities America, Inc.Principal Securities, Inc.11-19-2019
Robert Alan LindSecurities America, Inc.Park Avenue Securities LLC01-03-2017
Randy Lee SherrickSecurities America, Inc.Park Avenue Securities LLC12-05-2016
Aron TurkSecurities America, Inc.NYLIFE Securities LLC12-18-2019
Jeffrey Martin WesterSecurities America, Inc.Northwestern Mutual Investment Services, LLC11-12-2019
Matthew David PiasecznySecurities America, Inc.Northwestern Mutual Investment Services, LLC08-19-2019
Nathan Todd ElversSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Mark Thomas TemperatoSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Adam AmbielliSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Matthew Jay GovendoSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-09-2018
Gary Steven SmithSecurities America, Inc.National Planning Corporation11-16-2017
Hyon Chu KangSecurities America, Inc.National Planning Corporation11-06-2017
James Edward FernanSecurities America, Inc.National Planning Corporation11-03-2017
George Julius Moeschlin IIISecurities America, Inc.National Planning Corporation11-02-2017
John Thomas SchoenSecurities America, Inc.National Planning Corporation$2511-02-2017
Michael Anthony ConnorsSecurities America, Inc.National Planning Corporation11-02-2017
Nathaniel SchneiderSecurities America, Inc.National Planning Corporation$5011-02-2017
Gary Coley MeyererSecurities America, Inc.National Planning Corporation$2511-01-2017
James Gregory MuckellSecurities America, Inc.National Planning Corporation11-01-2017
Albert Anthony Pometto IIISecurities America, Inc.National Planning Corporation$5011-01-2017
John Stephen KarasSecurities America, Inc.National Planning Corporation10-31-2017
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Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.