Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent StewartSecurities America, Inc.Citizens Securities, Inc.11-27-2019
Jason Jay TaborSecurities America, Inc.Principal Securities, Inc.11-19-2019
Richard Charles FanchSecurities America, Inc.Cambridge Investment Research, Inc.11-15-2019
Jeffrey Martin WesterSecurities America, Inc.Northwestern Mutual Investment Services, LLC11-12-2019
John Michael FordSecurities America, Inc.Fidelity Brokerage Services LLC10-03-2019
Michele A HaeickSecurities America, Inc.Key Investment Services LLC08-28-2019
Matthew David PiasecznySecurities America, Inc.Northwestern Mutual Investment Services, LLC$10008-19-2019
Nathan Todd ElversSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Mark Thomas TemperatoSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Adam AmbielliSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Robert William Schmidt Jr.Securities America, Inc.Avantax Investment Services, Inc.08-12-2019
Jacob James SadwickSecurities America, Inc.Morgan Stanley07-17-2019
Kyle M WitmanSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2019
Gerald Jeremiah Coughlin IIISecurities America, Inc.LPL Financial LLC$10003-04-2019
Kenneth Edward IngersollSecurities America, Inc.Cambridge Investment Research, Inc.$50002-21-2019
Thomas Michael TetteSecurities America, Inc.Cambridge Investment Research, Inc.$50002-18-2019
Francis Michael CelonaSecurities America, Inc.Cambridge Investment Research, Inc.02-12-2019
David Arron YounisSecurities America, Inc.Cambridge Investment Research, Inc.$13002-07-2019
David Charles QuickSecurities America, Inc.Cambridge Investment Research, Inc.$50012-18-2018
Nicole J HardingSecurities America, Inc.Cambridge Investment Research, Inc.$50012-18-2018
Robert Charles KeatingSecurities America, Inc.Fidelity Personal and Workplace Advisors11-08-2018
Monique SchulmanSecurities America, Inc.Cammack Larhette Brokerage, Inc.$10008-17-2018
Matthew Jay GovendoSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-09-2018
Gregory P KnuppSecurities America, Inc.Cadaret, Grant & Co., Inc.$10006-01-2018
Giovanni Bonaventura VitaleSecurities America, Inc.Cadaret, Grant & Co., Inc.$25005-04-2018
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Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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