Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jessica Hopkins LeedsSecurities America, Inc.ePlanning Securities, Inc.01-09-2009
Patrick Joseph DevaneySecurities America, Inc.Citigroup Global Markets Inc.$5003-09-2009
Michael Philip WatersSecurities America, Inc.MML Investors Services, LLC06-01-2009
Glenn Stephen GoldsteinSecurities America, Inc.Walnut Street Securities, Inc.01-19-2010
Rudolph Herman BruerSecurities America, Inc.Moors & Cabot, Inc.03-31-2010
Christina Marie WolfeSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-07-2010
Wendy Faith MednickSecurities America, Inc.AXA Advisors, LLC01-05-2011
Matthew Scott BurwickSecurities America, Inc.HSBC Securities (USA) Inc.02-04-2011
Scott LewisSecurities America, Inc.MML Investors Services, LLC10-21-2011
David A FragomeniSecurities America, Inc.Voya Financial Advisors, Inc.06-27-2012
Scott David MartinSecurities America, Inc.Ausdal Financial Partners, Inc.08-01-2012
Michael Henry MongielloSecurities America, Inc.American Portfolios Financial Services, Inc.11-21-2012
Anthony Timothy FrancisSecurities America, Inc.MML Investors Services, LLC09-03-2013
Dominic John DimeleSecurities America, Inc.Cadaret, Grant & Co., Inc.03-19-2014
Jonathan S. LifschutzSecurities America, Inc.Morgan Stanley04-17-2014
David Bernard ReedSecurities America, Inc.Morgan Stanley04-17-2014
Giustino Antonio DestefanoSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2014
Joseph James Nicols IIISecurities America, Inc.Liberty Partners Financial Services, LLC$1007-01-2014
Oded Joseph JacobowitzSecurities America, Inc.J.P. Morgan Securities LLC12-23-2014
George K. PappasSecurities America, Inc.Morgan Stanley01-06-2015
Korsa Kuebari NzideeSecurities America, Inc.J.P. Morgan Securities LLC01-16-2015
James HanshumakerSecurities America, Inc.LPL Financial LLC09-08-2015
Donald Melvin BensonSecurities America, Inc.LPL Financial LLC$2503-04-2016
Paul A. MichalukSecurities America, Inc.Morgan Stanley03-11-2016
Angela Michelle BledsoeSecurities America, Inc.AXA Advisors, LLC05-27-2016
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Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.