Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Reo Bennett AldermanSecurities America, Inc.INVEST Financial Corporation$80012-01-2017
Roger Allen Pikul Jr.Securities America, Inc.National Planning Corporation$80010-20-2017
Alexander James MeleSecurities America, Inc.FSC Securities Corporation$80001-12-2015
Anthony Lawrence NatrellaSecurities America, Inc.National Planning Corporation$70010-31-2017
Kenneth Edward IngersollSecurities America, Inc.Cambridge Investment Research, Inc.$50002-21-2019
Thomas Michael TetteSecurities America, Inc.Cambridge Investment Research, Inc.$50002-18-2019
David Charles QuickSecurities America, Inc.Cambridge Investment Research, Inc.$50012-18-2018
Nicole J HardingSecurities America, Inc.Cambridge Investment Research, Inc.$50012-18-2018
Michael Thomas Amoruso Sr.Securities America, Inc.LPL Financial LLC$50012-14-2017
Benjamin Robert MurphySecurities America, Inc.INVEST Financial Corporation$50012-01-2017
Gary Eugene StirkSecurities America, Inc.INVEST Financial Corporation$50012-01-2017
David Gary YoungSecurities America, Inc.INVEST Financial Corporation$50012-01-2017
Michael Anthony ConnorsSecurities America, Inc.National Planning Corporation$50011-02-2017
Nathaniel SchneiderSecurities America, Inc.National Planning Corporation$50011-02-2017
Albert Anthony Pometto IIISecurities America, Inc.National Planning Corporation$50011-01-2017
Nicholas Simon TuckSecurities America, Inc.National Planning Corporation$50010-26-2017
Robert A. ErvolinaSecurities America, Inc.National Planning Corporation$50010-17-2017
Andrew LomantoSecurities America, Inc.INVEST Financial Corporation$50011-16-2016
Donna Sue MenzaSecurities America, Inc.Cadaret, Grant & Co., Inc.$50011-07-2016
Alfred Frank Cassinelli IISecurities America, Inc.United Advisors$50010-18-2013
Anthony Timothy FrancisSecurities America, Inc.MML Investors Services, LLC$50009-03-2013
Scott LewisSecurities America, Inc.MML Investors Services, LLC$50010-21-2011
Giovanni Bonaventura VitaleSecurities America, Inc.Cadaret, Grant & Co., Inc.$25005-04-2018
David VinciguerraSecurities America, Inc.Cadaret, Grant & Co., Inc.$25005-04-2018
Paul Gregory MosesSecurities America, Inc.INVEST Financial Corporation$25012-01-2017
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Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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