Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Ejvin HansenSecurities America, Inc.National Planning Corporation$24610-17-2017
Robert A. ErvolinaSecurities America, Inc.National Planning Corporation$50010-17-2017
Nicholas Christopher BeckmanSecurities America, Inc.National Planning Corporation10-17-2017
Robert CepedaSecurities America, Inc.National Planning Corporation$10010-20-2017
Richard Michael GeorgeSecurities America, Inc.National Planning Corporation$25010-20-2017
Roger Allen Pikul Jr.Securities America, Inc.National Planning Corporation$80010-20-2017
Robert Allan HowerterSecurities America, Inc.National Planning Corporation10-20-2017
William John NiederauerSecurities America, Inc.National Planning Corporation10-23-2017
Senta Lisa CurranSecurities America, Inc.National Planning Corporation$10010-25-2017
Kenneth Edward FloodSecurities America, Inc.National Planning Corporation10-25-2017
Nicholas Simon TuckSecurities America, Inc.National Planning Corporation$50010-26-2017
David HasbrouckSecurities America, Inc.National Planning Corporation10-26-2017
Paul Michael PetroneSecurities America, Inc.National Planning Corporation10-30-2017
Anthony Lawrence NatrellaSecurities America, Inc.National Planning Corporation$70010-31-2017
John Stephen KarasSecurities America, Inc.National Planning Corporation10-31-2017
Gary Coley MeyererSecurities America, Inc.National Planning Corporation$25011-01-2017
Albert Anthony Pometto IIISecurities America, Inc.National Planning Corporation$50011-01-2017
James Gregory MuckellSecurities America, Inc.National Planning Corporation11-01-2017
John Thomas SchoenSecurities America, Inc.National Planning Corporation$25011-02-2017
Michael Anthony ConnorsSecurities America, Inc.National Planning Corporation$50011-02-2017
Nathaniel SchneiderSecurities America, Inc.National Planning Corporation$50011-02-2017
George Julius Moeschlin IIISecurities America, Inc.National Planning Corporation11-02-2017
James Edward FernanSecurities America, Inc.National Planning Corporation$10011-03-2017
Hyon Chu KangSecurities America, Inc.National Planning Corporation11-06-2017
Gary Steven SmithSecurities America, Inc.National Planning Corporation$10011-16-2017

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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