Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Lawrence DiblasiStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-21-2019
Clifford Adams Bartlett IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-03-2019
Erin Catherine BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Joseph Patrick BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
James Montgomery GreggStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00011-02-2018
Larry Alan JacobsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5009-21-2018
Mark Anthony DemoStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-14-2018
Raymond Brian PatrawStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$106-14-2018
Gary Mitchell RudowStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5011-02-2017
Kenneth Carl RamosStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15011-02-2017
Leslie Antione CollinsStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-02-2017
Frederick Charles Shibel Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$10010-23-2017
Kevin Douglas LaurieStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.04-28-2017
Paul Werner CaanStifel, Nicolaus & Company, IncorporatedCRT Capital Group LLC01-20-2017
Stephen Flood PeelStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-05-2017
MARTIN PHILIP ALBANESEStifel, Nicolaus & Company, IncorporatedTD Ameritrade Investment Management, LLC10-24-2016
Daniel William WrightStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-21-2016
Randall Jay PowersStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15010-19-2016
Matthew Joseph PortnoyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15010-13-2016
Bruce Winfield JaegerStifel, Nicolaus & Company, IncorporatedColtin Securities, LLC09-22-2016
Joseph Anthony LongStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$19909-01-2016
Andrew Joseph MeansStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-07-2016
Peter H WillseaStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-07-2016
William Isadore Kablack Jr.Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-07-2016
William Wadsworth LloydStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-07-2016
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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