Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Cohen Fredrick Bennett Jeffrey HaikenStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$28506-08-2015
Anthony Small Stifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$4212-09-2019
James DiBlasiStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5202-21-2019
Clifford Bartlett IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10001-03-2019
Joseph BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$12512-20-2018
Thomas HuberStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15010-29-2018
Robert CohenStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$71210-05-2018
Larry JacobsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$19209-25-2018
Mark Demo Raymond PatrawStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$23006-20-2018
William McLaughlin John MurphyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$11812-20-2017
Ken Ramos Gary RudowStifel, Nicolaus & Company, IncorporatedMorgan Stanley$32511-02-2017
Frederic ShibelStifel, Nicolaus & Company, IncorporatedMorgan Stanley$12510-23-2017
Randy PowersStifel, Nicolaus & Company, IncorporatedMorgan Stanley$20810-21-2016
Joseph Long Brian SchneiweissStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$50009-06-2016
William Lloyd Andrew Means Peter WillseaStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$65507-07-2016
Chuck A Roberts Toby Mitchell David StoneStifel, Nicolaus & Company, IncorporatedMorgan Stanley$52403-16-2016
Stephen S Brown James P GoetzStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2,50010-20-2014
Kurt UzbayStifel, Nicolaus & Company, IncorporatedMorgan Stanley$25005-02-2014
Michael J SullivanStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2013
Bruce I GouldStifel, Nicolaus & Company, IncorporatedMorgan Stanley$37406-27-2013
Josh LordStifel, Nicolaus & Company, IncorporatedRaymond James$6209-04-2018
Michael John CaputeStifel, Nicolaus & Company, IncorporatedEquitable Advisors, LLC10-08-2020
Steven J Vitale JrStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2020
Christopher R CastelliStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.04-15-2020
Brian Foster MoodyStifel, Nicolaus & Company, IncorporatedMorgan Stanley03-04-2020
Next Page »

Showing 1 to 25 of 133 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.