Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Edward WilkinsonTIAA-CREF Individual & Institutional Services, LLCAmerican Portfolios Advisors, Inc06-20-2013
Nicholas Joseph GagliardoTIAA-CREF Individual & Institutional Services, LLCAmeritas Investment Company, LLC12-19-2014
Estella L Taylor-GreeneTIAA-CREF Individual & Institutional Services, LLCCadaret, Grant & Co., Inc.11-16-2016
Brian David GabelTIAA-CREF Individual & Institutional Services, LLCCapital One Investment Services LLC09-10-2014
Richard S MarxTIAA-CREF Individual & Institutional Services, LLCChase Investment Services Corp.12-05-2011
Andrew Michael BlackTIAA-CREF Individual & Institutional Services, LLCCimas, LLC11-01-2010
Ricardo ChicasTIAA-CREF Individual & Institutional Services, LLCCitigroup Global Markets Inc.10-07-2013
Anderson S BorsadaTIAA-CREF Individual & Institutional Services, LLCCitigroup Global Markets Inc.09-16-2013
Amy Lynn ConsidineTIAA-CREF Individual & Institutional Services, LLCCommonwealth Financial Network05-26-2016
Barry H GladsteinTIAA-CREF Individual & Institutional Services, LLCCredit Suisse Securities (USA) LLC$5002-11-2013
Jermaine GuthrieTIAA-CREF Individual & Institutional Services, LLCE*TRADE Securities LLC06-13-2011
Christopher DabroskiTIAA-CREF Individual & Institutional Services, LLCEdward Jones02-03-2016
Michael J PintoTIAA-CREF Individual & Institutional Services, LLCEquitable Advisors, LLC10-02-2013
Barbara KaneTIAA-CREF Individual & Institutional Services, LLCErnst & Young Investment Advisers LLP$2507-06-2010
Heather Ann BauerTIAA-CREF Individual & Institutional Services, LLCFifth Third Securities, Inc.07-06-2016
Robert Nicholas CasolaroTIAA-CREF Individual & Institutional Services, LLCFirst Allied Securities, Inc.01-16-2014
Sean Donald WilsonTIAA-CREF Individual & Institutional Services, LLCGoldman Sachs & Co.10-01-2012
Kevin Patric DonaghueTIAA-CREF Individual & Institutional Services, LLCHSBC Securities (USA) Inc.05-18-2018
Vyacheslav KuzminTIAA-CREF Individual & Institutional Services, LLCHSBC Securities (USA) Inc.09-20-2016
Alex Stuart HamillTIAA-CREF Individual & Institutional Services, LLCHSBC Securities (USA) Inc.04-10-2014
Thomas John DominTIAA-CREF Individual & Institutional Services, LLCHSBC Securities (USA) Inc.09-25-2012
Maya A RedaTIAA-CREF Individual & Institutional Services, LLCHSBC Securities (USA) Inc.09-24-2012
Richard Lee Brewer JrTIAA-CREF Individual & Institutional Services, LLCHSBC Securities (USA) Inc.01-11-2012
Robert Charles CarloneTIAA-CREF Individual & Institutional Services, LLCHSBC Securities (USA) Inc.$10011-07-2011
Joseph Thomas Di VicoTIAA-CREF Individual & Institutional Services, LLCHSBC Securities (USA) Inc.01-24-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.