Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph McGuireTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-09-2009
Barbara KaneTIAA-CREF Individual & Institutional Services, LLCErnst & Young Investment Advisers LLP$2507-06-2010
Andrew Michael BlackTIAA-CREF Individual & Institutional Services, LLCCimas, LLC11-01-2010
Joseph Thomas Di VicoTIAA-CREF Individual & Institutional Services, LLCHSBC Securities (USA) Inc.01-24-2011
Jermaine GuthrieTIAA-CREF Individual & Institutional Services, LLCE*TRADE Securities LLC06-13-2011
Tracy Ellen RashfordTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-01-2011
Robert Charles CarloneTIAA-CREF Individual & Institutional Services, LLCHSBC Securities (USA) Inc.$10011-07-2011
Richard S MarxTIAA-CREF Individual & Institutional Services, LLCChase Investment Services Corp.12-05-2011
Richard Lee Brewer JrTIAA-CREF Individual & Institutional Services, LLCHSBC Securities (USA) Inc.01-11-2012
Kelly Erin MichalekTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2012
Paul Brian CowieTIAA-CREF Individual & Institutional Services, LLCM&T Securities, Inc.$5003-21-2012
Jonathan Phillip MoyerTIAA-CREF Individual & Institutional Services, LLCLPL Financial LLC09-17-2012
Maya A RedaTIAA-CREF Individual & Institutional Services, LLCHSBC Securities (USA) Inc.09-24-2012
Thomas John DominTIAA-CREF Individual & Institutional Services, LLCHSBC Securities (USA) Inc.09-25-2012
Sean Donald WilsonTIAA-CREF Individual & Institutional Services, LLCGoldman Sachs & Co.10-01-2012
Ronald Joseph KellyTIAA-CREF Individual & Institutional Services, LLCLPL Financial LLC10-29-2012
Barry H GladsteinTIAA-CREF Individual & Institutional Services, LLCCredit Suisse Securities (USA) LLC$5002-11-2013
Judith Ann KeatingTIAA-CREF Individual & Institutional Services, LLCUBS Financial Services Inc.$10004-30-2013
Christopher James MilnerTIAA-CREF Individual & Institutional Services, LLCINVEST Financial Corporation05-29-2013
John Edward WilkinsonTIAA-CREF Individual & Institutional Services, LLCAmerican Portfolios Advisors, Inc06-20-2013
Paul Philip AndersonTIAA-CREF Individual & Institutional Services, LLCJ.P. Turner & Company, L.L.C.07-05-2013
Paul Michael HoshkoTIAA-CREF Individual & Institutional Services, LLCMorgan Stanley07-26-2013
Sandra Raye BennettTIAA-CREF Individual & Institutional Services, LLCUBS Financial Services Inc.$5008-07-2013
David J BurnsTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC08-20-2013
Daniel Joseph DAndreanoTIAA-CREF Individual & Institutional Services, LLCLPL Financial LLC09-12-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.