Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dominick Stephen LovecchioUBS Financial Services Inc.Morgan Stanley$5004-02-2019
Sunil Dharamraj BhavnaniUBS Financial Services Inc.Morgan Stanley$1,00004-02-2019
Phillip Harrison BlairUBS Financial Services Inc.J.P. Morgan Securities LLC09-05-2018
Wolfgang DoerrUBS Financial Services Inc.Deutsche Bank Securities Inc.05-29-2018
Carsten P. WellemsenUBS Financial Services Inc.Deutsche Bank Securities Inc.04-26-2018
Rebecca Emmanuel RooneyUBS Financial Services Inc.J.P. Morgan Securities LLC$15012-15-2017
Matthew Fitzgerald DunnUBS Financial Services Inc.J.P. Morgan Securities LLC$5003-27-2017
Alexander John WilsonUBS Financial Services Inc.Fidelity Brokerage Services LLC$102-27-2017
Michael Thomas ChabalikUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-24-2017
Peter Michael DorfmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15012-01-2016
Ryan Patrick LynchUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2016
Scott Del Del ZelnikerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15012-01-2016
Edward Anthony PiotrowskiUBS Financial Services Inc.INVEST Financial Corporation10-25-2016
Arthur Thomas NintzelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-26-2016
Christopher P MatteoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1709-26-2016
Elaina Lynn RevansUBS Financial Services Inc.Morgan Stanley09-26-2016
Thomas Patrick MonaghanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-26-2016
Stephen C WentzUBS Financial Services Inc.UniCredit Capital Markets LLC09-13-2016
Charles Steven TeixeiraUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00007-11-2016
John Matthew LoughranUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15007-11-2016
Michael KanouseUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2016
David Louis Danby WarrenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$21705-12-2016
Santiago VelezUBS Financial Services Inc.J.P. Morgan Securities LLC05-12-2016
Bradley Jay RubinUBS Financial Services Inc.Morgan Stanley$10005-11-2016
Andrew Edward HarperUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-29-2016
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Showing 1 to 25 of 468 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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