Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex Samuel GilmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2020
Craig Stephan MandelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-17-2020
Michele MeilamedUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-17-2020
Judy LinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2020
Peter SchatoffUBS Financial Services Inc.J.P. Morgan Securities LLC$15004-24-2020
John Richard CarterUBS Financial Services Inc.Morgan Stanley04-13-2020
Kevin BertoncinUBS Financial Services Inc.Fidelity Personal and Workplace Advisors04-02-2020
Alvin C MakUBS Financial Services Inc.Morgan Stanley03-30-2020
Jordan McLendonUBS Financial Services Inc.Morgan Stanley$27012-06-2019
Jordan Paul McLendonUBS Financial Services Inc.Morgan Stanley12-06-2019
Michael John Capparelli IVUBS Financial Services Inc.Variant Private Wealth LLC12-03-2019
Daniela Carolina Bravo FloresUBS Financial Services Inc.HSBC Securities (USA) Inc.10-11-2019
Richard Hugh De VilliersUBS Financial Services Inc.J.P. Morgan Securities LLC10-01-2019
Michele McCallionUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Corey Matthew SomarribaUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-14-2019
Kevin Thomas RothUBS Financial Services Inc.HSBC Securities (USA) Inc.07-10-2019
James Allen MillerUBS Financial Services Inc.Morgan Stanley04-18-2019
Matthew Rhett ChasinUBS Financial Services Inc.Exos Securities LLC02-19-2019
Laurens William CookUBS Financial Services Inc.CF Global Trading, LLC02-19-2019
John Patrick MalarneyUBS Financial Services Inc.Morgan Stanley01-17-2019
Peter B Maroney JrUBS Financial Services Inc.AllianceBernstein L.P.01-02-2019
Kyle Aaron AshmoreUBS Financial Services Inc.Morgan Stanley09-05-2018
Kimberley Ann MerloUBS Financial Services Inc.Strategic Advisers LLC07-25-2018
Miguel Angel Barbosa-MachadoUBS Financial Services Inc.J.P. Morgan Securities LLC06-22-2018
Wolfgang DoerrUBS Financial Services Inc.Deutsche Bank Securities Inc.05-29-2018
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Showing 1 to 25 of 432 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.