Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter B Maroney JrUBS Financial Services Inc.AllianceBernstein L.P.01-02-2019
Andrew Scott HalpernUBS Financial Services Inc.AllianceBernstein L.P.$5009-19-2012
Kevin M OLearyUBS Financial Services Inc.AllianceBernstein L.P.$15002-27-2009
Thomas Fallon IVUBS Financial Services Inc.Ameriprise Financial Services, LLC04-12-2017
Jennifer CulpUBS Financial Services Inc.Ameriprise Financial Services, LLC06-10-2011
Michael Evan KahnUBS Financial Services Inc.ARS Investment Partners, LLC$15010-09-2012
Allen Ira SaundersUBS Financial Services Inc.Banc of America Investment Services, Inc.02-20-2009
Chase Wright LandrethUBS Financial Services Inc.Barclays Capital Inc.12-07-2015
Laura B KaneUBS Financial Services Inc.Barclays Capital Inc.09-03-2015
William Montgomery CerfUBS Financial Services Inc.Barclays Capital Inc.07-10-2015
Roscoe Edward MellorUBS Financial Services Inc.Barclays Capital Inc.07-10-2015
Miriamne Alayne DeMarraisUBS Financial Services Inc.Barclays Capital Inc.07-10-2015
Robert J MeenanUBS Financial Services Inc.Barclays Capital Inc.$5006-02-2015
Shlomi YedidUBS Financial Services Inc.Barclays Capital Inc.$2506-02-2015
Ernest Alexander OsleUBS Financial Services Inc.Barclays Capital Inc.$10005-18-2015
George A KolodkaUBS Financial Services Inc.Barclays Capital Inc.$5002-26-2015
Daniel E SharkeyUBS Financial Services Inc.Barclays Capital Inc.$2502-26-2015
Kimberly Dana GreenbergUBS Financial Services Inc.Barclays Capital Inc.$2511-14-2013
John Gardiner ComfortUBS Financial Services Inc.Barclays Capital Inc.$10003-01-2013
Benny Omar Torres-SanchezUBS Financial Services Inc.Barclays Capital Inc.$10003-01-2013
Julian IragorriUBS Financial Services Inc.Barclays Capital Inc.03-13-2012
Jordan James PowellUBS Financial Services Inc.BNP Paribas Prime Brokerage, Inc.08-21-2014
Jane Susan RingelUBS Financial Services Inc.Capital Guardian Trust Company04-01-2010
Laurens William CookUBS Financial Services Inc.CF Global Trading, LLC02-19-2019
Martin BradfordUBS Financial Services Inc.Citigroup Global Markets Inc.07-05-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.