Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jordan McLendonUBS Financial Services Inc.Morgan Stanley$27012-06-2019
David Sobocinski Julian Frank Marc Wong Mark RemigioUBS Financial Services Inc.Morgan Stanley$95008-28-2015
Glenn Arthurs Chris Malof Jay Blair Wyatt ArthursUBS Financial Services Inc.Morgan Stanley$2,00008-10-2015
Frank Coiro Larry Glickstein Brian FreyUBS Financial Services Inc.Morgan Stanley$40007-30-2015
John Reinhold Derek ReinholdUBS Financial Services Inc.Morgan Stanley$14410-15-2013
Wright Ramage Wealth Management GroupUBS Financial Services Inc.Morgan Stanley$38004-13-2012
David ShorrUBS Financial Services Inc.Morgan Stanley$35502-07-2012
Barry MitchellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$29012-06-2011
Michael Russell Sean Russell Philip GiammarinoUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$27704-14-2011
Renato Reali Paul Vigue William PlattUBS Financial Services Inc.Morgan Stanley$1,10003-09-2011
Louise GundersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$65002-25-2011
Jack SchecterUBS Financial Services Inc.Morgan Stanley$43009-14-2010
John Walsh Kenneth WhiteUBS Financial Services Inc.Morgan Stanley$18309-07-2010
Paul Gilman Marshall HagenUBS Financial Services Inc.Morgan Stanley$29607-16-2010
Miguel Barbosa Alfonso Barros Carlos Rodriguez-Aspirichaga Juan Calderon Ricardo MendezUBS Financial Services Inc.JPMorgan Chase & Co.$30,00003-23-2018
Alli McCartney Miguel Hennessy David Wardrop Jordan MahaffeyUBS Financial Services Inc.JPMorgan Chase & Co.$5,00008-16-2015
Steven ErenfrydUBS Financial Services Inc.Oppenheimer$10003-11-2011
Alex Samuel GilmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2020
Craig Stephan MandelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-17-2020
Michele MeilamedUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-17-2020
Judy LinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2020
Peter SchatoffUBS Financial Services Inc.J.P. Morgan Securities LLC$15004-24-2020
John Richard CarterUBS Financial Services Inc.Morgan Stanley04-13-2020
Kevin BertoncinUBS Financial Services Inc.Fidelity Personal and Workplace Advisors04-02-2020
Alvin C MakUBS Financial Services Inc.Morgan Stanley03-30-2020
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Showing 1 to 25 of 432 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.