Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michele McCallionUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Michele McCallionUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Sunil Dharamraj BhavnaniUBS Financial Services Inc.Morgan Stanley$1,00004-02-2019
Dominick Stephen LovecchioUBS Financial Services Inc.Morgan Stanley$5004-02-2019
Phillip Harrison BlairUBS Financial Services Inc.J.P. Morgan Securities LLC09-05-2018
Miguel Angel Barbosa-MachadoUBS Financial Services Inc.J.P. Morgan Securities LLC06-22-2018
Wolfgang DoerrUBS Financial Services Inc.Deutsche Bank Securities Inc.05-29-2018
Carsten P. WellemsenUBS Financial Services Inc.Deutsche Bank Securities Inc.04-26-2018
Miguel Barbosa, Alfonso Barros, Carlos Rodriguez-Aspirichaga, Juan Calderon, Ricardo MendezUBS Financial Services Inc.JPMorgan Chase & Co.$30,00003-23-2018
Jeyran GharaUBS Financial Services Inc.Sanford C. Bernstein & Co., LLC03-05-2018
Rebecca Emmanuel RooneyUBS Financial Services Inc.J.P. Morgan Securities LLC12-15-2017
Matthew Fitzgerald DunnUBS Financial Services Inc.J.P. Morgan Securities LLC03-27-2017
Alexander John WilsonUBS Financial Services Inc.Fidelity Brokerage Services LLC02-27-2017
Michael Thomas ChabalikUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-24-2017
Scott Del ZelnikerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15012-01-2016
Peter Michael DorfmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15012-01-2016
Ryan Patrick LynchUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2016
Arthur Thomas NintzelUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-26-2016
Thomas Patrick MonaghanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-26-2016
Christopher P MatteoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1709-26-2016
Stephen C. WentzUBS Financial Services Inc.UniCredit Capital Markets LLC09-13-2016
Charles Steven TeixeiraUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00007-11-2016
John Matthew LoughranUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15007-11-2016
Michael KanouseUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2016
David Louis Danby WarrenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$21705-12-2016
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Showing 1 to 25 of 401 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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