Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sanket KhannaWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.06-23-2017
Philip Jude SagonaWells Fargo Advisors Financial Network, LLCStifel, Nicolaus & Company, Incorporated01-13-2017
Joseph S LeskoWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC08-09-2016
Anthony J OrtizWells Fargo Advisors Financial Network, LLCLPL Financial LLC06-03-2016
Virginia Swingle StevensWells Fargo Advisors Financial Network, LLCMorgan Stanley05-04-2016
Paul Louis MarreroWells Fargo Advisors Financial Network, LLCLPL Financial LLC04-01-2016
Martin L. RobbinsWells Fargo Advisors Financial Network, LLCFirst Command Financial Planning, Inc.11-06-2015
Ginger Lee BakerWells Fargo Advisors Financial Network, LLCMorgan Stanley05-22-2015
Patrick H White-ThomsonWells Fargo Advisors Financial Network, LLCMorgan Stanley05-22-2015
David Lloyd FrankelWells Fargo Advisors Financial Network, LLCMML Investors Services, LLC04-20-2015
Nicholas Salvatore SiragusaWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2014
Nick Anthony ScarimboloWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.05-16-2014
Sabrina Marie FregaraWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.05-16-2014
Mary Ellen HakimWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.05-10-2013
Philip Robert MeltzerWells Fargo Advisors Financial Network, LLCMorgan Stanley03-05-2013
Charles Anthony ReinemannWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2012
Carlos Gabriel MejiaWells Fargo Advisors Financial Network, LLCChase Investment Services Corp.05-07-2010
Danny ShumWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.02-19-2010
Aleksey LernerWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.02-11-2010
Steven Matthew KavallWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.02-11-2010
Oscar Luis ManriqueWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.02-11-2010
William Joseph Nallan IIIWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.01-29-2010
Bret GallinWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.01-29-2010
Stavros SpuccesWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.01-12-2010
David Lawrence RussellWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2009
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.