Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin John MeyersWells Fargo Clearing Services, LLCMorgan Stanley$15006-26-2020
Euching LinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2020
Richard Hemmings JrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-06-2020
Richard Joseph Moody Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-06-2020
Gilbert Stroud Scarborough IVWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-06-2020
Ramiro D. GalvanWells Fargo Clearing Services, LLCLPL Financial LLC02-28-2020
Norma L. Ramos TejadaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-13-2020
Pamela Morotti FinewoodWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2502-12-2020
Owen Howard WatsteinWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-07-2020
Alexander John GallagherWells Fargo Clearing Services, LLCUNFCU Advisors LLC02-06-2020
Mike BermanWells Fargo Clearing Services, LLCMorgan Stanley$1,00001-31-2020
Edward Rodney GibsonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.12-18-2019
Christina Marie O'NeillWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2512-12-2019
Joseph Thomas GraviniWells Fargo Clearing Services, LLCMorgan Stanley11-15-2019
James Joseph LombardiWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-14-2019
Anthony A. VidalWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-24-2019
Jeanette Marie ChizzikWells Fargo Clearing Services, LLCM&T Securities, Inc.10-11-2019
Andrew Ian BarisWells Fargo Clearing Services, LLCMorgan Stanley$25010-04-2019
Cesarina BurgosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-03-2019
James Patrick CurtinWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.09-20-2019
Andrew Dev MalhotraWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC$10009-16-2019
Salvatore Joseph FiorentinoWells Fargo Clearing Services, LLCMorgan Stanley$10009-03-2019
Anna Alexandrovna DanilovaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.09-03-2019
Joseph Louis BrunelliWells Fargo Clearing Services, LLCMorgan Stanley09-03-2019
Mante OseiWells Fargo Clearing Services, LLCSantander Securities LLC08-28-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.