Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Souser IIIWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC$5009-11-2020
Raheel HussainWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2507-31-2020
Patrick Vincent MackessyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2020
Alison M FoehrWells Fargo Clearing Services, LLCMorgan Stanley06-26-2020
Kevin John MeyersWells Fargo Clearing Services, LLCMorgan Stanley$15006-26-2020
Adam Ross RosenzweigWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$15006-26-2020
James Brendan BruderWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-11-2020
Daniel John McLoughlinWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-11-2020
Richard Gerard CarlsonWells Fargo Clearing Services, LLCM&T Securities, Inc.06-01-2020
Peter Elias VelissariosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2505-20-2020
Esteban LiguoriWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2505-18-2020
Marlen KatzWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5005-06-2020
Roger Joel FormanWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.$15005-06-2020
Felicia Madrina RennisWells Fargo Clearing Services, LLCNYLIFE Securities LLC04-27-2020
Euching LinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2020
Richard Hemmings JrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-06-2020
Richard Joseph Moody JrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-06-2020
Gilbert Stroud Scarborough IvWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-06-2020
Ramiro D GalvanWells Fargo Clearing Services, LLCLPL Financial LLC02-28-2020
Norma L Ramos TejadaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-13-2020
Pamela Morotti FinewoodWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-12-2020
Owen Howard WatsteinWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-07-2020
ALEXANDER John GALLAGHERWells Fargo Clearing Services, LLCUNFCU Advisors LLC02-06-2020
Novaughn Franklin MillerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-06-2020
Mike BermanWells Fargo Clearing Services, LLCMorgan Stanley$1,00001-31-2020
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Showing 1 to 25 of 456 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.