Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arthur Leo Coleman IiiWells Fargo Clearing Services, LLCAdvanced Equities, Inc.12-27-2012
Christopher John MaloneyWells Fargo Clearing Services, LLCAm Capital Llc$1,00008-18-2010
Maria Ana LinaresWells Fargo Clearing Services, LLCAmerant Investments, Inc.06-08-2016
Alfredo GarciaWells Fargo Clearing Services, LLCAmerant Investments, Inc.04-27-2016
Gregory James RahmlowWells Fargo Clearing Services, LLCAmerican Portfolios Financial Services, Inc.05-23-2014
James Emory KeysWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC10-18-2010
Martin Adam SchwartzWells Fargo Clearing Services, LLCArjent LLC04-14-2015
Michael Blaustein Maureen ClancyWells Fargo Clearing Services, LLCBarclays Capital Inc.$65004-16-2015
Andrew E DreisigerWells Fargo Clearing Services, LLCBarclays Capital Inc.04-29-2015
Michael Adam BlausteinWells Fargo Clearing Services, LLCBarclays Capital Inc.$5004-16-2015
Maureen Kearney ClancyWells Fargo Clearing Services, LLCBarclays Capital Inc.$5004-16-2015
James Francis StevensWells Fargo Clearing Services, LLCBarclays Capital Inc.$5012-12-2014
Belkis Jemela KnudsvigWells Fargo Clearing Services, LLCBarclays Capital Inc.06-07-2010
John Vincent FazioWells Fargo Clearing Services, LLCBrighton Securities Corp.$1,00010-06-2011
Giuseppe GigliottiWells Fargo Clearing Services, LLCCapital One$10009-05-2017
James Robert QuigleyWells Fargo Clearing Services, LLCCapital One Investing, LLC$5004-30-2018
Janet D MosesWells Fargo Clearing Services, LLCChase Investment Services Corp.$10007-02-2012
Charles TramantanoWells Fargo Clearing Services, LLCChase Investment Services Corp.$2505-09-2012
Lawrence Sean BurkeWells Fargo Clearing Services, LLCChase Investment Services Corp.$10002-03-2011
Peter Elias VelissariosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2505-20-2020
Marlen KatzWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5005-06-2020
Pamela Morotti FinewoodWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-12-2020
Owen Howard WatsteinWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-07-2020
Christina Marie OneillWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2512-12-2019
Rubia Neves DouradoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5006-20-2019
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Showing 1 to 25 of 456 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.