Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bob Coombs Anthony OrtizWells Fargo Clearing Services, LLCLPL Financial LLC$17606-03-2016
Doug WaltersWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC$20207-02-2015
Michael Blaustein Maureen ClancyWells Fargo Clearing Services, LLCBarclays Capital Inc.$65004-16-2015
Chris Carbone Bill BrucatoWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$16006-27-2014
Zoran VazWells Fargo Clearing Services, LLCDavid Lerner Associates, Inc.$11111-10-2011
Raymond HayesWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$32506-23-2010
Emir Culov Amela Culov Matthew RichardsWells Fargo Clearing Services, LLCMorgan Stanley$23005-10-2018
Michael RussoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$12512-07-2016
Dennis SurmanekWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$7212-07-2016
Salvatore Pitti Matthew PittiWells Fargo Clearing Services, LLCMorgan Stanley$20005-03-2016
William Browne Marc ZupicichWells Fargo Clearing Services, LLCMorgan Stanley$35005-02-2016
Jonathan H ZuckerWells Fargo Clearing Services, LLCMorgan Stanley$10904-02-2015
Craig A GoldbergWells Fargo Clearing Services, LLCMorgan Stanley$10404-02-2015
Lee DubinskyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$14009-12-2014
William Peragine John BiondoWells Fargo Clearing Services, LLCMorgan Stanley$83009-10-2014
Norman Lev Glen Sher Michael JeshivaWells Fargo Clearing Services, LLCMorgan Stanley$23605-09-2014
Bruce GelfandWells Fargo Clearing Services, LLCUBS Financial Services Inc.$8912-18-2013
Matthew J Sotland Donald J BorowiakWells Fargo Clearing Services, LLCUBS Financial Services Inc.$12910-15-2013
Robert Alpert Charles Ladenheim Robert Fusaro Michael MontuoriWells Fargo Clearing Services, LLCMorgan Stanley$1,00009-27-2013
Courtenay Hathcock Frederick Rossetter William BlackWells Fargo Clearing Services, LLCUBS Financial Services Inc.$41806-28-2013
Christian E Burke Jr Jeff AltomariWells Fargo Clearing Services, LLCMorgan Stanley$16505-10-2013
Greg BauerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$7504-19-2013
Evan Meltzer Edward Hill Philip MeltzerWells Fargo Clearing Services, LLCMorgan Stanley$40003-05-2013
John DeLuca John FabrisWells Fargo Clearing Services, LLCMorgan Stanley$24501-25-2013
Cynthia ColinWells Fargo Clearing Services, LLCMorgan Stanley$15407-17-2012
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Showing 1 to 25 of 456 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.