Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dominick Phillip BonannoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-02-2009
Reuben Salwen BirnbaumWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20001-08-2009
Robert GardnerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-09-2009
Jonathan Andrew BassWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-09-2009
Bruce H TuchmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-16-2009
Patrick John LaneWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-16-2009
Frank Paul ChrissotimosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-16-2009
Kenneth Kirk BeesmerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-16-2009
Steven Lee QuesnelWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-16-2009
Stevan Douglas PatonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-23-2009
Todd Michael GuntherWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-23-2009
Benjamin N BaylyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-23-2009
Frederick Gene Costantino Sr.Wells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$1001-30-2009
Gary Stuart KokinWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-30-2009
Stratis Paul ZaferiouWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-30-2009
Theo ZaferiouWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10001-30-2009
Lawrence Michael NataleWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-30-2009
Michael S BikalesWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$5001-30-2009
Fred Gene CostantinoWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$2501-30-2009
Richard Joseph SilviaWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$2501-30-2009
Olga Nobrega PereiraWells Fargo Clearing Services, LLCUBS Financial Services Inc.$20002-01-2009
Michael R CostantinoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-02-2009
Cheryl Ann Rambler-GoveiaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2502-06-2009
David Scott PowersWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-06-2009
Michael Herbert BernsteinWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-10-2009
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Showing 1 to 25 of 651 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.