Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Reudel DiazAmerican Portfolios Financial Services, Inc.LPL Financial LLC07-11-2019
Joy Elizabeth AitchisonKey Investment Services LLCLPL Financial LLC07-08-2019
Peter Apostolos KotosBlackridge Asset Management, LLCLPL Financial LLC06-28-2019
Kyle A LeikamMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-24-2019
Keith Adam EspVanderbilt Securities, LLCLPL Financial LLC06-10-2019
Deron Bruce GlickertCadaret, Grant & Co., Inc.LPL Financial LLC05-08-2019
John Francis TubridyIndependent Financial PartnersLPL Financial LLC$5005-01-2019
Safet MusovicCitigroup Global Markets Inc.LPL Financial LLC04-29-2019
Michael Angelo StinsonCitizens Securities, Inc.LPL Financial LLC04-23-2019
Mehul Mahesh ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-15-2019
Joffre SalazarAmerican Portfolios Financial Services, Inc.LPL Financial LLC04-08-2019
Richard Charles AnthonyLPL Financial LLCLPL Financial LLC04-04-2019
Gerald Jeremiah Coughlin IIISecurities America, Inc.LPL Financial LLC$1,00003-04-2019
Anthony Albert ManiscalcoSantander Securities LLCLPL Financial LLC02-21-2019
Laila ParveenSantander Securities LLCLPL Financial LLC02-15-2019
James Albert NielsenCUSO Financial Services, L.P.LPL Financial LLC02-04-2019
Brenton SmithVoya Financial Advisors, Inc.LPL Financial LLC02-01-2019
Jian HeHSBC Securities (USA) Inc.LPL Financial LLC01-31-2019
Robert Walter McIntoshFSC Securities CorporationLPL Financial LLC12-17-2018
Larry TopolanskiAllstate Financial Services, LLCLPL Financial LLC12-14-2018
Frank Kirk DyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$18512-06-2018
Brian Michael NeylandCetera Investment Services LLCLPL Financial LLC$2511-15-2018
Matthew D. StivesKey Investment Services LLCLPL Financial LLC11-08-2018
Aldo Antonio JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-22-2018
Diana Theresa StanisClarity Financial ManagementLPL Financial LLC10-09-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.