Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harrison Reid FischerA.G.P / Alliance Global PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2019
Ryan C. FaleyAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-15-2019
Gregory Howard ScozzariBNY Mellon Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Linxin ChenCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2018
Lawrence SangCiti Private Advisory, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2018
Kevin Robert CohenCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2019
Rita Marie LaveckCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-16-2018
Paul Christian Fegan Jr.David A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2018
Kurt Tyler FetterFour Points Capital Partners LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50007-12-2019
Malcolm J EustisHalliday Financial, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2019
Robert Anthony PisaneschiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-01-2019
Babatunde Micheal AiyegbusiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
Justin M. KucharJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-28-2019
Raymond Edward PowersJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2019
Ekaterini FerentinosJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2019
Paul John DesantisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25001-07-2019
Ryan Sterling SettleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-02-2018
Sammie Ziad NweiranJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-07-2018
David Alan KaplanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-27-2018
Shaun Philip WaylonisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2018
Abdul Saboor FeroghJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2018
Adam J. GrossmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2018
Dahianna Indhira MaderaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2018
Brian Clark EnrightJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2018
David Thomas WoodJefferies LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2018
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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