Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Teresa Lee FlynnAmeriprise Financial Services, Inc.Visions Analysis LLC07-19-2019
Michael Adam GagalaBNY Mellon Securities CorporationRussell Financial Services, LLC07-19-2019
Josh Alan FrankelTrustmont Financial Group, Inc.Capital Financial Services, Inc.07-18-2019
Andre Pierre DavisPaulson Investment Company LLCFirst Standard Financial Company LLC07-17-2019
Walter Philip KulpNeuberger Berman LLCSterling Capital Distributors, LLC07-17-2019
Xiufeng YangAllstate Financial Services, LLCMML Investors Services, LLC07-17-2019
Jeremy L DarstekAmeriprise Financial Services, Inc.LPL Financial LLC07-15-2019
Evan Mikel EiningerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-15-2019
Samuel Haggis HodgsonFirst Republic Securities Company, LLCNatixis Distribution, L.P.07-15-2019
Brennan Ambrose GmeinerPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.07-15-2019
Andrew Joseph KleinbergOld Slip Capital Management, Inc.Alternative Asset Investment Management Securities, LLC07-15-2019
Daniel James MonezWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.07-12-2019
Kevin RosaChelsea Financial ServicesFirst Standard Financial Company LLC07-12-2019
Eric A BrittWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2019
Michael Wei QiHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-12-2019
Reudel DiazAmerican Portfolios Financial Services, Inc.LPL Financial LLC07-11-2019
Jeremy Michael JenkinsM&T Securities, Inc.Key Investment Services LLC07-11-2019
Anthony J Rocchio IIIAmeriprise Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC07-11-2019
Sarah Lynne AllenLPL Financial LLCKey Investment Services LLC07-11-2019
Christopher Booth KennedySpartan Capital Securities, LLCWestern International Securities, Inc.$5007-10-2019
James Gerard LynchJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-10-2019
Matthew Christopher BoyleLPL Financial LLCCadaret, Grant & Co., Inc.07-10-2019
Seanna MakepeaceMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Financial Planning, Inc.07-10-2019
Edris Ahmad SamadiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Matthew NarlingerWells Fargo Clearing Services, LLCThrivent Investment Management Inc.07-08-2019
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Showing 1 to 25 of 881 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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