Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew George GergatsoulisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.$10006-17-2019
Brian Robert RothNewbridge Securities CorporationAeon Capital Inc12-19-2018
Francesco PalmiottiSpartan Capital Securities, LLCAllied Millennial Partners, LLC04-18-2019
Dennis R. MurphyCitizens Securities, Inc.Allstate Financial Services, LLC06-05-2019
Vito Michael PetrielloAXA Advisors, LLCAllstate Financial Services, LLC05-01-2019
Michelle Lynn SarmientoNeuberger Berman LLCALPS Distributors, Inc.$1,00004-10-2019
Andrew Joseph KleinbergOld Slip Capital Management, Inc.Alternative Asset Investment Management Securities, LLC07-15-2019
Vincent Jerome CamardaTraderfield Securities Inc.American Portfolios Financial Services, Inc.$10001-09-2019
Joseph Edward StorzingerTraderfield Securities Inc.American Portfolios Financial Services, Inc.$1001-09-2019
James Edward McArthurTraderfield Securities Inc.American Portfolios Financial Services, Inc.01-09-2019
Elliot Jason GrodkoBluePrint Wealth Alliance, LLCAmerican Portfolios Financial Services, Inc.10-19-2018
Evan Mikel EiningerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.07-15-2019
Kevin Brian GirardRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$2505-29-2019
Francis John Girard IIIRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-29-2019
Marshall Ira DumontMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2512-10-2018
Paul Joseph CarranoLPL Financial LLCAmeriprise Financial Services, Inc.$5012-03-2018
Max DeanPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$10011-26-2018
Richard P JohnsonPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.11-26-2018
Travis Edward KellmanNext Financial Group, Inc.Ameriprise Financial Services, Inc.09-28-2018
Kyle Anthony MedeirosMorgan StanleyAmeriprise Financial Services, Inc.08-29-2018
David Kopyc, James CoxSecurities Service NetworkAmeritas Investment Corp$18001-02-2019
David Michael KopycSecurities Service Network, LLCAmeritas Investment Corp.01-02-2019
James Thomas CoxSecurities Service Network, LLCAmeritas Investment Corp.01-02-2019
Matthew Eric PlatnicoAllied Millennial Partners, LLCArete Wealth Management, LLC$5004-03-2019
Brian Lee ReichbergAllied Millennial Partners, LLCArete Wealth Management, LLC$1004-02-2019
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Showing 1 to 25 of 881 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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