Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sybil Alice FisherPurshe Kaplan Sterling InvestmentsMorgan Stanley$10010-14-2019
Nancy Lee CortesPurshe Kaplan Sterling InvestmentsMorgan Stanley$10010-14-2019
Diana Jean MarcinPurshe Kaplan Sterling InvestmentsMorgan Stanley10-14-2019
Sachin KumarLaidlaw Asset Management, LLC.Morgan Stanley10-13-2019
Andrew Ian BarisWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$25010-04-2019
Jacob E. MillerCommonwealth Financial NetworkMorgan Stanley09-20-2019
Gary FisherStacey Braun Financial Services, Inc.Morgan Stanley09-06-2019
Paul Clifford CamhiPurshe Kaplan Sterling InvestmentsMorgan Stanley$15009-04-2019
Salvatore Joseph FiorentinoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10009-03-2019
Joseph Louis BrunelliWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10009-03-2019
Peter Edward SilberPurshe Kaplan Sterling InvestmentsMorgan Stanley$10009-03-2019
Eric Andrew DitonPurshe Kaplan Sterling InvestmentsMorgan Stanley$15008-30-2019
Gino Louis PaceRockefeller Capital ManagementMorgan Stanley$15008-30-2019
Robert Joseph ConzoPurshe Kaplan Sterling InvestmentsMorgan Stanley$50008-30-2019
Michael Lawrence SidenRockefeller Capital ManagementMorgan Stanley$50008-30-2019
Clifton Tyler FinkRockefeller Capital ManagementMorgan Stanley$50008-30-2019
John B Lawler Jr.Oppenheimer & Co. Inc.Morgan Stanley$10008-29-2019
James Edward Mulcahy Jr.National Securities CorporationMorgan Stanley$10008-15-2019
Philip GordonJ.P. Morgan Securities LLCMorgan Stanley08-08-2019
Peter V. TrulliLPL Financial LLCMorgan Stanley07-22-2019
Eustache ClerveauxJ.P. Morgan Securities LLCMorgan Stanley07-18-2019
Jacob James SadwickSecurities America, Inc.Morgan Stanley07-17-2019
Michael Anthony ManasiaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$29106-28-2019
Nicholas A VafeasWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50006-28-2019
Julie Anne WendholtAmeriprise Financial Services, Inc.Morgan Stanley06-28-2019
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Showing 1 to 25 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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