Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph RussoSpartan Capital Securities, LLCCraft Capital Management LLC$50007-22-2019
Peter V. TrulliLPL Financial LLCMorgan Stanley07-22-2019
Stephen Biagio PolsinelliMaxim Group LLCNational Securities Corporation07-22-2019
Troy ForresterMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC07-22-2019
Carolina L. SilvaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Michael Adam GagalaBNY Mellon Securities CorporationRussell Investments Financial Services, LLC07-19-2019
Teresa Lee FlynnAmeriprise Financial Services, Inc.Visions Analysis LLC07-19-2019
Karl Ryan PurvisKey Investment Services LLCJ.P. Morgan Securities LLC07-19-2019
William McConvilleQuint Capital CorporationWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10007-18-2019
Eustache ClerveauxJ.P. Morgan Securities LLCMorgan Stanley07-18-2019
Gail Lucette FlanaganMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-18-2019
Josh Alan FrankelTrustmont Financial Group, Inc.CAPITAL FINANCIAL SERVICES, INC.07-18-2019
Andre Pierre DavisPaulson Investment Company LLCFirst Standard Financial Company LLC$10007-17-2019
Odalis Mercedes LopezChelsea Financial ServicesIFS Securities$50007-17-2019
Jacob James SadwickSecurities America, Inc.Morgan Stanley07-17-2019
Diana CahillMML Investors Services, LLCAXA Advisors, LLC07-17-2019
Xiufeng YangAllstate Financial Services, LLCMML Investors Services, LLC07-17-2019
Madhu P KothariKey Investment Services LLCAllstate Financial Services, LLC07-17-2019
Walter Philip KulpNeuberger Berman BD LLCSterling Capital Distributors, LLC07-17-2019
Syra BrelviMorgan StanleyJ.P. Morgan Securities LLC07-17-2019
Wayne Matthew Raymond Sr.Spartan Capital Securities, LLCWorden Capital Management LLC07-16-2019
Stacey H. TsaiMorgan StanleyJ.P. Morgan Securities LLC07-16-2019
Paul David Brown IIKey Investment Services LLCCitizens Securities, Inc.$10007-15-2019
Andrew Joseph KleinbergOld Slip Capital Management, Inc.Alternative Asset Investment Management Securities, LLC07-15-2019
Samuel Haggis HodgsonFirst Republic Securities Company, LLCNatixis Distribution, L.P.07-15-2019
Next Page »

Showing 1 to 25 of 353 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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