Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Josephine Maria NotoMorgan StanleyUBS Financial Services Inc.$5008-25-2019
Robert John EckhardtLPL Financial LLCSagePoint Financial, Inc.08-23-2019
Joseph Nicholas MazzuccoLPL Financial LLCJ.P. Morgan Securities LLC$5008-23-2019
Zhen Hua WangHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-23-2019
Alec John WitkowskiCadaret, Grant & Co., Inc.Blackridge Asset Management, LLC08-23-2019
Michael Anthony DavoliCetera Advisors LLCVoya Financial Advisors, Inc.$5008-22-2019
Daniel Salvatore DavoliCetera Advisors LLCVoya Financial Advisors, Inc.$5008-22-2019
Timothy James PandekakesAmerican Portfolios Financial Services, Inc.Cadaret, Grant & Co., Inc.08-22-2019
Kemal GarucJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Matthew Thomas SheehanEquitable Advisors, LLCJ.P. Morgan Securities LLC08-22-2019
John Joseph PennaCadaret, Grant & Co., Inc.Blackridge Asset Management, LLC08-21-2019
Christopher Stephen ODellFidelity Brokerage Services LLCAmeriprise Financial Services, LLC08-21-2019
Matthias Jerome SchusterMutual of America Securities LLCNorthwestern Mutual Investment Services, LLC08-21-2019
Aaron DashJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Michael Anthony DouglassLeigh Baldwin & Co., LLC1st Global Capital Corp.$2508-20-2019
Anthony PalmeriInternational Assets Advisory, LLCLPL Financial LLC08-20-2019
Jaime KobinMML Investors Services, LLCNYLIFE Securities LLC08-20-2019
Kathrina S MapoyCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-20-2019
Michael BattagliaEquitable Advisors, LLCEdward Jones08-20-2019
Arthur Mel CoffeySW FinancialFirst Standard Financial Company LLC08-19-2019
Parker JaquesMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-19-2019
Matthew David PiasecznySecurities America, Inc.Northwestern Mutual Investment Services, LLC08-19-2019
Pasquale James RappaSW FinancialFirst Standard Financial Company LLC08-19-2019
Paul Allen BerkmanAmeriprise Financial Services, LLCEquitable Advisors, LLC08-16-2019
Darren OlivieriEquitable Advisors, LLCAegis Capital Corp.$15008-16-2019
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Showing 1 to 25 of 285 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.