Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Xiufeng YangAllstate Financial Services, LLCMML Investors Services, LLC07-17-2019
Reudel DiazAmerican Portfolios Financial Services, Inc.LPL Financial LLC07-11-2019
Teresa Lee FlynnAmeriprise Financial Services, Inc.Visions Analysis LLC07-19-2019
Jeremy L DarstekAmeriprise Financial Services, Inc.LPL Financial LLC07-15-2019
Anthony J Rocchio IIIAmeriprise Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC07-11-2019
Julie Anne WendholtAmeriprise Financial Services, Inc.Morgan Stanley06-28-2019
Jonathan FreedAmeritas Investment Corp.Securities America, Inc.07-01-2019
Christine Rosemary VayAXA Advisors, LLCUSA Financial Securities Corporation07-01-2019
James Gerard GormleyBenchmark Investments, Inc.Capitol Securities Management, Inc.$3206-28-2019
Michael Adam GagalaBNY Mellon Securities CorporationRussell Financial Services, LLC07-19-2019
Kevin RosaChelsea Financial ServicesFirst Standard Financial Company LLC07-12-2019
Edward Albert HarofCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$5007-01-2019
Rodney Cyril DrysdaleCommonwealth Financial NetworkKestra Investment Services, LLC06-26-2019
Samuel Haggis HodgsonFirst Republic Securities Company, LLCNatixis Distribution, L.P.07-15-2019
Steve Charles VisnovskeFirst Republic Securities Company, LLCMorgan Stanley06-25-2019
Michael Wei QiHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-12-2019
James Gerard LynchJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-10-2019
Christopher Stephen Devlin Jr.J.P. Morgan Securities LLCAXA Advisors, LLC07-02-2019
Danielle Renee MajorJanney Montgomery Scott LLCMorgan Stanley06-24-2019
Sarah Lynne AllenLPL Financial LLCKey Investment Services LLC07-11-2019
Matthew Christopher BoyleLPL Financial LLCCadaret, Grant & Co., Inc.07-10-2019
Michael CampagnaLPL Financial LLCAXA Advisors, LLC07-05-2019
Douglas P GeronLPL Financial LLCMorgan Stanley06-28-2019
Robert F. BlairLPL Financial LLCCetera Advisor Networks LLC06-24-2019
Jeremy Michael JenkinsM&T Securities, Inc.Key Investment Services LLC07-11-2019
Next Page »

Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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