Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Hin Ho ChungE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2019
Chris Alfred NelsonVanderbilt Securities, LLCCantella & Co., Inc.$10009-23-2019
Francis Thomas Masi Sr.LPL Financial LLCAXA Advisors, LLC09-23-2019
Duncan Fee BrooksCetera Advisor Networks LLCInnovation Partners LLC09-23-2019
Albert L. DegaetanoCabot Lodge Securities LLCIfs Securities09-23-2019
Kurt Nicholas KnoessMML Investors Services, LLCForesters Financial Services, Inc.09-23-2019
John Anthony Gaspa IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-23-2019
Michael John BovayMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC09-23-2019
Marcia MacneillJ.P. Morgan Securities LLCNYLIFE Securities LLC09-21-2019
Roy Joseph FaillaArive Capital MarketsFirst Standard Financial Company LLC09-21-2019
Gabriella CatsicasJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC09-20-2019
Daniel ManciniJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Paul PerilloHSBC Securities (USA) Inc.J.P. Morgan Securities LLC09-20-2019
Richard Andrew EhliRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC09-20-2019
Jacob E. MillerCommonwealth Financial NetworkMorgan Stanley09-20-2019
Dan F. DwyerAmerican Portfolios Financial Services, Inc.Novem Group09-20-2019
John Anthony OrlandoJoseph Gunnar & Co. LLCWestPark Capital, Inc.$5009-20-2019
John Francis DunfeeFour Points Capital Partners LLCBestVest Investments, Ltd.09-20-2019
Brandon JaimesAXA Advisors, LLCFirst Command Financial Planning, Inc.09-20-2019
Jairo E. NavarroLeumi Investment Services Inc.Citigroup Global Markets Inc.09-20-2019
Eric Scott GoodmanLeumi Investment Services Inc.Citigroup Global Markets Inc.09-20-2019
Francis Cooper Lawrance Jr.SeaCrest Wealth Management, LLCRaymond James Financial Services, Inc.$5009-20-2019
James Patrick CurtinWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.09-20-2019
Erica H. LandskroenerJ.P. Morgan Securities LLCUBS Financial Services Inc.09-19-2019
Peter Glenn HalliwellRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC$2509-19-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a ā€œ ā€” ā€œ is listed in the recordā€™s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.