Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Thomas SheehanAXA Advisors, LLCJ.P. Morgan Securities LLC08-22-2019
John Joseph PennaCadaret, Grant & Co., Inc.Blackridge Asset Management, LLC08-21-2019
John Joseph PennaCadaret, Grant & Co., Inc.Blackridge Asset Management, LLC08-21-2019
Anthony PalmeriInternational Assets Advisory, LLCLPL Financial LLC08-20-2019
Anthony PalmeriInternational Assets Advisory, LLCLPL Financial LLC08-20-2019
Paul Allen BerkmanAmeriprise Financial Services, Inc.AXA Advisors, LLC08-16-2019
Nathan Todd ElversSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Darren OlivieriAXA Advisors, LLCAegis Capital Corp.$15008-16-2019
Paul Allen BerkmanAmeriprise Financial Services, Inc.AXA Advisors, LLC08-16-2019
Nathan Todd ElversSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2019
Scott Jay MatalonRBC Capital Markets, LLCAmeriprise Financial Services, Inc.08-15-2019
Mark A. FinelliPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-15-2019
James Edward Mulcahy Jr.National Securities CorporationMorgan Stanley$10008-15-2019
Scott Jay MatalonRBC Capital Markets, LLCAmeriprise Financial Services, Inc.08-15-2019
Mark A. FinelliPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-15-2019
James Edward Mulcahy Jr.National Securities CorporationMorgan Stanley$10008-15-2019
Robert William Schmidt Jr.Securities America, Inc.H.D. Vest Investment Services08-12-2019
Robert William Schmidt Jr.Securities America, Inc.H.D. Vest Investment Services08-12-2019
Frederick Herbert Winkler Jr.HD Vest Investment ServicesNext Financial Group, Inc.08-01-2019
William John MillerPKS Advisory Services, LLCAmeriprise Financial Services, Inc.07-31-2019
Eric H ZoldanA.G.P. / Alliance Global PartnersCalton & Associates, Inc.07-30-2019
Mark Thomas NardellaPinnacle Investments, LLCVALIC Financial Advisors, Inc.$5007-29-2019
Mark Thomas NardellaPinnacle Investments, LLCVALIC Financial Advisors, Inc.$5007-29-2019
Colin Anderson ArcherRichard James & Associates, Inc.IBN Financial Services, Inc.07-26-2019
Righetti JosephICMA-RC Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2019
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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