Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Lewis NuetzelRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-24-2019
Dustin Jay NessRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-24-2019
Keith SweigertRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-24-2019
James Matthew PrisbyWells Fargo Clearing Services, LLCMorgan Stanley$105-24-2019
Regina Dyan UngerInvestment Planners, Inc.KCD Financial, Inc.05-24-2019
Nenad TufekcicLPL Financial LLCCincinnati Analysts, Inc.$105-13-2019
Marie-Hlne Walls-WilsonThe Huntington Investment CompanyJ.P. Morgan Securities LLC05-07-2019
John Brison GlueckertMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$104-26-2019
Robert Tipton DavisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15004-26-2019
Jeffrey David McGloneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-26-2019
Kari A FernRaymond James Financial Services, Inc.Edward Jones04-17-2019
Scott William HoltonValMark Securities, Inc.Northwestern Mutual Investment Services, LLC$104-11-2019
Peter Raymond HurlbutFortune Financial Services, Inc.Lincoln Financial Securities Corporation04-02-2019
William Walter LeboeufCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2019
Patrick J FordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-27-2019
James Joseph KarsatosKestra Investment Services, LLCNYLIFE Securities LLC03-25-2019
Andrew BolkaPrincipal Securities, Inc.Transamerica Financial Advisors, Inc03-20-2019
Arthur Cheh HungPrincipal Securities, Inc.Transamerica Financial Advisors, Inc$1003-20-2019
Joshua Allen SmailKey Investment Services LLCSigma Financial Corporation03-15-2019
Chad Patrick BudyPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$103-14-2019
Sean Allen RobertsonSecurian Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC$10003-13-2019
Nickolas Joseph TurnerThe Huntington Investment CompanySecure Investment Management, LLC03-11-2019
Terrence Jude HeilCetera Advisor Networks LLCWells Fargo Clearing Services, LLC$5003-07-2019
Caleb M UlmerRaymond James Financial Services, Inc.The Huntington Investment Company03-06-2019
Justin Troy AtkinsonAAN Wealth Advisors LLCAnthem Securities, Inc.03-05-2019
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Showing 1 to 25 of 4,894 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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