Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Richard RoseCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$2510-08-2020
Donovan Jay EhrmanLPL Financial LLCCUNA Brokerage Services, Inc.10-07-2020
Clay SwigertManning & Napier Advisors, LLCJ.P. Morgan Securities LLC10-07-2020
Ryan Joseph EversoleARGI Investment Services, LLCTD Ameritrade, Inc.10-06-2020
John David StanovichARGI Investment Services, LLCTD Ameritrade, Inc.10-06-2020
Bruce Allen RathkampLPL Financial LLCVoya Financial Advisors, Inc.10-01-2020
Mark Gaylord CompstonLincoln Financial Securities CorporationWells Fargo Advisors Financial Network, LLC10-01-2020
Stephen M CatalanoW3 Wealth Advisors, LLCWells Fargo Clearing Services, LLC10-01-2020
Ryan C OldsDynamic Wealth AdvisorsCommonwealth Financial Network10-01-2020
William Keegan RathkampLPL Financial LLCVoya Financial Advisors, Inc.10-01-2020
Richard Wayne Lowrie JrStratos Wealth Advisors LLCMcDonald Partners LLC$15009-30-2020
Lisa Bader RosenthalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMcDonald Partners LLC09-30-2020
Seth Nizar TahaCitizens Securities, Inc.Wells Fargo Clearing Services, LLC09-30-2020
Bradley Michael WestendorfBay State Capital, LLCWealth Accel09-29-2020
Clinton R LouisoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-25-2020
Steven Vincent ThompsonSagePoint Financial, Inc.MML Investors Services, LLC$5009-24-2020
Kenneth Jay VinikoffSagePoint Financial, Inc.MML Investors Services, LLC09-24-2020
Timothy Jon WithamCassady Schiller Wealth Management, LLCFidelity Personal and Workplace Advisors09-23-2020
Heidi Sue HessEquitable Advisors, LLCThe Huntington Investment Company09-21-2020
Andrew Kaye KlingerStifel, Nicolaus & Company, IncorporatedBenjamin F. Edwards & Company, Inc.09-18-2020
David Emil JohnsonLPL Financial LLCCetera Advisor Networks LLC$2609-18-2020
Charles Ryan EhrenfriedWealthquest CorporationNorthwestern Mutual Investment Services, LLC09-18-2020
Stephen SowersLPL Financial LLCCetera Advisor Networks LLC$5009-18-2020
Eric John TataThe Huntington Investment CompanyCitizens Securities, Inc.09-17-2020
Colleen Ann KupperMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.09-17-2020
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Showing 1 to 25 of 4,134 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.