Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dick Niemiec, Kyle Adams, Lisa ReichertStifel Nicolaus & Co.Wells Fargo Advisors$50011-15-2018
Shane PrierHilliard LyonsJPMorgan Chase & Co.$8011-13-2018
Christopher ConleyHilliard LyonsUBS Financial Services$7011-13-2018
Daniel MickleyJanney Montgomery ScottJPMorgan Chase & Co.$8311-12-2018
Ryan Bibler, Vince Finney, Myron Shaffer, and Joe PanfilWells Fargo AdvisorsUBS Financial Services$011-02-2018
James MedskerWells Fargo AdvisorsUBS Financial Services$010-26-2018
Laith KhalafWells Fargo AdvisorsUBS Financial Services$010-26-2018
Curtis A. PaulB. Riley FinancialEdward Jones$25010-08-2018
Jamie Schade, Mark HenestofelUBS Financial ServicesBank of America Merrill Lynch$50010-05-2018
Scott Mercalde, Tricia MercaldeMorgan Stanley Wealth ManagementUBS Financial Services$010-05-2018
Michael IannarinoStifel Nicolaus & Co.Cephas Capital Partners$8009-04-2018
Jason Hostetler, Tina MiggeStratos Wealth AllianceBank of America Merrill Lynch$15008-30-2018
David Patton, Miles ORaymond JamesBank of America Merrill Lynch$23508-20-2018
Dan Strebler, Walt Sokira, Toni FrancisHilliard LyonsUBS Financial Services$23005-11-2018
Joseph P. HeiderTriad AdvisorsRoyal Alliance$32504-26-2018
Ian N. Wilt, Michael Jude ScovicMorgan Stanley Wealth ManagementUBS Financial Services$46303-23-2018
Aron SommerSecurities AmericaInvest Financial$31903-07-2018
Jeramy D. MayJanney Montgomery ScottWells Fargo Advisors$11803-01-2018
Scott Horowitz, Shelly DeLucasJanney Montgomery ScottRaymond James$10001-18-2018
Neil BaileyAmeriprise FinancialLPL Financial$18611-30-2017
Jay SlouffmanProspera Financial ServicesEdward Jones$18611-03-2017
Douglas Wells, Ralph Trecaso, Chris WaltersIFS SecuritiesMorgan Stanley Wealth Management$30011-02-2017
Jack Elgin, Neven ZelichAmeriprise FinancialMid Atlantic Capital$17210-25-2017
Mathieu FairbandWaddell and ReedU.S. Bancorp Investments$7609-22-2017
Art SchlosserIndependent Advisor AllianceMassMutual Financial Group$5008-10-2017
Next Page »

Showing 1 to 25 of 110 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.