Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Anderson CoombeRobert W. Baird & Co. Incorporated1919 Investment Counsel, LLC$10012-30-2011
Jared Thomas WalshReservoir Wealth Management1st Global Capital Corp.05-14-2018
Braden Charles EllisValMark Securities, Inc.1st Global Capital Corp.02-11-2015
Heather Dawn CrokeValMark Securities, Inc.1st Global Capital Corp.02-11-2015
Molly Cashman SeboldValMark Securities, Inc.1st Global Capital Corp.02-11-2015
Tim Alan BeversdorfValMark Securities, Inc.1st Global Capital Corp.02-11-2015
Brian William DistlerCetera Advisor Networks LLC1st Global Capital Corp.$101-30-2013
Kayla Ann StoweCetera Advisor Networks LLC1st Global Capital Corp.01-30-2013
Brian Douglas LongVoya Financial Advisors, Inc.1st Global Capital Corp.09-15-2009
Michael Edward SheltonThe O.N. Equity Sales Company360 Financial Solutions, LLC09-07-2016
Raymond Turner KernLPL Financial LLCAberdeen Fund Distributors, LLC05-20-2009
Ross Gerald Taylor IIIThe Huntington Investment CompanyADP Broker-Dealer, Inc.01-19-2012
Sean Michael DobbinsChase Investment Services Corp.Advance Capital Services, Inc.02-01-2010
Dominic Joseph GiovannazzoRaymond James Financial Services, Inc.Advantage Investment Management, LLC09-24-2013
Stephen Charles DetrayHorter Investment Management, LLCAdvantage Investment Management, LLC12-19-2012
Christopher Shea MarmionWells Fargo Clearing Services, LLCAdvisors Asset Management, Inc.08-15-2011
Ronald Perez PalancaStratos Wealth Partners, LtdAdvisors' Pride Inc.12-17-2018
Patrick Charles ObrienPNC InvestmentsAllianceBernstein L.P.$103-13-2013
Philip Eugene KesslerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.01-31-2012
Dominic Andrew RussoThrivent Investment Management Inc.Allstate Financial Services, LLC11-03-2018
Todd Curtis AllenThe O.N. Equity Sales CompanyAllstate Financial Services, LLC05-11-2018
Christopher James ReddingtonLPL Financial LLCAllstate Financial Services, LLC02-07-2018
Florida Gail HinzmanThrivent Investment Management Inc.Allstate Financial Services, LLC10-16-2017
Anthony Joseph Spena Sr.Key Investment Services LLCAllstate Financial Services, LLC12-07-2016
Albert Arthur Duplace Jr.Pruco Securities, LLC.Allstate Financial Services, LLC$2510-19-2016
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Showing 1 to 25 of 4,907 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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