Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Mark PickholtzPlanMember Securities CorporationAmerican Hertitage Financial Advisors, LLC$1001-06-2016
Donald Fruehauf Chamberlin IIIProsperity Capital AdvisorsAMERICAN INVESTMENT SERVICES03-30-2011
David Matthew AlisonProsperity Capital AdvisorsAMERICAN INVESTMENT SERVICES03-25-2011
Larry Copeland, Jim CopelandVoya Financial AdvisorsAmerican Portfolios$5506-02-2014
Dennis Christopher CoonTranscend Wealth, LLCAmerican Portfolios Financial Services, Inc.02-05-2018
Robert Lee ThompsonConcorde Investment Services, LLCAmerican Portfolios Financial Services, Inc.$5002-03-2012
Jeffrey Joseph ChahineNYLIFE Securities LLCAmerican Portfolios Financial Services, Inc.01-10-2012
James Michael TschantzLPL Financial LLCAmerican Portfolios Financial Services, Inc.07-25-2011
Tobia Jacqueline StinsonSpire Securities, LLCAmerican Wealth Management, Inc.07-03-2019
Christopher Sweeney LPL Financial LLC Ameriprise Financial Services, Inc.$12509-27-2019
Shahrokh C. MinouiCapital City Securities, LLCAmeriprise Financial Services, Inc.$2509-24-2019
Shahrokh C. MinouiCapital City Securities, LLCAmeriprise Financial Services, Inc.$2509-24-2019
Stuart Ray MillerCutter & Company, Inc.Ameriprise Financial Services, Inc.08-09-2019
Stuart Ray MillerCutter & Company, Inc.Ameriprise Financial Services, Inc.08-09-2019
Laurel Ann MarkleyRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.07-17-2019
Bradley Kyle VandervluchtPruco Securities, LLC.Ameriprise Financial Services, Inc.07-08-2019
Jeffry Francis AxePruco Securities, LLC.Ameriprise Financial Services, Inc.04-08-2019
Jamie Lynn SkaggsJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.02-04-2019
Jeffrey Thomas DeeterPNC InvestmentsAmeriprise Financial Services, Inc.$15011-05-2018
Shawn William MathisCetera Advisor Networks LLCAmeriprise Financial Services, Inc.10-12-2018
Sonya Rachelle SaskinValMark Securities, Inc.Ameriprise Financial Services, Inc.$5009-27-2018
Paige Gerdes KockValMark Securities, Inc.Ameriprise Financial Services, Inc.09-27-2018
Marcus Adam SaskinValMark Securities, Inc.Ameriprise Financial Services, Inc.09-27-2018
Eric Steven SparlingMoney Concepts Capital CorpAmeriprise Financial Services, Inc.$15007-23-2018
Scot Gilbert SinklerStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$10007-10-2018
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Showing 26 to 50 of 3,544 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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