Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marshall K. JacksonPruco Securities, LLC.Ameriprise Financial Services, Inc.06-22-2018
Kenneth Vernon Byers Jr.ValMark Securities, Inc.Ameriprise Financial Services, Inc.$2502-23-2018
Joseph Thomas LeightonEdward JonesAmeriprise Financial Services, Inc.$1002-09-2018
Randall Jay KronourFSICAmeriprise Financial Services, Inc.$2501-19-2018
Daniel Adam O'ConnorFSICAmeriprise Financial Services, Inc.01-19-2018
David Charles KronourUnited Advisors Services, LLCAmeriprise Financial Services, Inc.01-19-2018
Jonathon Alan ChalkPark Avenue Securities LLCAmeriprise Financial Services, Inc.$8601-02-2018
Kevin James BauerFinancial Management Strategies, Inc.Ameriprise Financial Services, Inc.10-20-2017
John Winship DurantL.M. Kohn & CompanyAmeriprise Financial Services, Inc.$10009-15-2017
Garrett Logan FrankLegend Advisory, LLCAmeriprise Financial Services, Inc.08-15-2017
Jay Allan GrandfieldZenith Advisory Group, LLCAmeriprise Financial Services, Inc.04-07-2017
Harry Noble PearsonOneAscent Financial Services LLCAmeriprise Financial Services, Inc.03-13-2017
Victoria Louise EllingerFinancial Management Strategies, Inc.Ameriprise Financial Services, Inc.01-10-2017
Craig Douglas WigginsCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$5801-09-2017
Steven Robert SmetanaSymphony Financial Services, Inc.Ameriprise Financial Services, Inc.12-13-2016
James Jones, Steven SmetanaLPL Financial LLCAmeriprise Financial Services, Inc.$6412-09-2016
James Edward JonesLPL Financial LLCAmeriprise Financial Services, Inc.12-09-2016
Joshua Anglin, Thomas CompernolleLPL Financial LLCAmeriprise Financial Services, Inc.$5412-08-2016
Thomas Michael CompernollePrivate Advisor Group, LLCAmeriprise Financial Services, Inc.12-08-2016
Joshua James AnglinPrivate Advisor Group, LLCAmeriprise Financial Services, Inc.12-08-2016
Richard Keith PottsCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$3904-29-2016
Marc Michael FroebelThe Huntington Investment CompanyAmeriprise Financial Services, Inc.03-22-2016
Brian Reed BrownLincoln Financial Advisors CorporationAmeriprise Financial Services, Inc.12-04-2015
Timothy Michael McLaughlinWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2510-06-2015
Erik Shannon KeisterNorth Star Advisory Group, LLCAmeriprise Financial Services, Inc.07-21-2015
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Showing 51 to 75 of 3,544 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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